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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-11.24%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$584M
AUM Growth
-$1.23B
Cap. Flow
-$1.09B
Cap. Flow %
-186.37%
Top 10 Hldgs %
18.06%
Holding
642
New
39
Increased
141
Reduced
289
Closed
168

Top Buys

Rank Stock Value
1
RTL
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
+$2.29M
2
WSFS icon
WSFS Financial
WSFS
+$2.18M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.44M
4
MGTX icon
MeiraGTx Holdings
MGTX
+$1.35M
5
FLTB icon
Fidelity Limited Term Bond ETF
FLTB
+$1.3M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$229M
2
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$54.4M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$51.9M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$44.8M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 8.69%
2 Healthcare 6.71%
3 Energy 5.95%
4 Industrials 5.49%
5 Consumer Discretionary 5.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGG icon
201
National Grid
NGG
$82.7B
$674K 0.12%
15,876
-19,927
-56% -$931K
FBT icon
202
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$669K 0.11%
5,384
-879
-14% -$120K
SPIP icon
203
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$667K 0.11%
24,744
+2,924
+13% +$78.6K
AMGN icon
204
Amgen
AMGN
$203B
$665K 0.11%
3,414
-4,393
-56% -$857K
HEI icon
205
HEICO Corp
HEI
$48.9B
$660K 0.11%
8,518
+5,123
+151% +$427K
XLU icon
206
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$654K 0.11%
24,734
-15,114
-38% -$411K
VTR icon
207
Ventas
VTR
$48.9B
$643K 0.11%
10,982
-13,529
-55% -$798K
FITB
208
Fifth Third Bancorp
FITB
$52B
$642K 0.11%
27,277
+2,129
+8% +$56K
FTCS icon
209
First Trust Capital Strength ETF
FTCS
$7.88B
$642K 0.11%
13,288
-8,322
-39% -$430K
WPC icon
210
W.P. Carey
WPC
$17.1B
$642K 0.11%
+10,036
New +$653K
HR icon
211
Healthcare Realty
HR
$7.42B
$636K 0.11%
25,125
+4,231
+20% +$112K
AOM icon
212
iShares Core Moderate Allocation ETF
AOM
$1.76B
$632K 0.11%
17,717
+7,150
+68% +$261K
AOR icon
213
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.63B
$618K 0.11%
14,960
+1,289
+9% +$55.2K
SDY icon
214
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$609K 0.1%
6,797
+1,141
+20% +$108K
TTEK icon
215
Tetra Tech
TTEK
$8.23B
$605K 0.1%
58,440
+1,355
+2% +$16.8K
EEM icon
216
iShares MSCI Emerging Markets ETF
EEM
$28B
$603K 0.1%
15,435
-8,899
-37% -$356K
AZN icon
217
AstraZeneca
AZN
$263B
$602K 0.1%
7,919
-6,369
-45% -$497K
SCHG icon
218
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$593K 0.1%
68,784
-29,720
-30% -$277K
O icon
219
Realty Income
O
$61.2B
$591K 0.1%
9,678
-12,076
-56% -$721K
IWS icon
220
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$589K 0.1%
7,721
-210,543
-96% -$17.6M
SFM icon
221
Sprouts Farmers Market
SFM
$7.04B
$589K 0.1%
25,044
-4,642
-16% -$121K
VRSK icon
222
Verisk Analytics
VRSK
$26.4B
$582K 0.1%
+5,333
New +$623K
ELV icon
223
Elevance Health
ELV
$81.9B
$580K 0.1%
2,207
+476
+27% +$131K
BRSP
224
BrightSpire Capital
BRSP
$681M
$578K 0.1%
36,588
-654
-2% -$12.4K
PEG icon
225
Public Service Enterprise Group
PEG
$39.8B
$576K 0.1%
11,063
-7,642
-41% -$411K
7 8
9
10 11

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, AE Wealth Management held 642 positions worth $584M, down 68% from $1.82B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management withdrew a net $1.09B in Q4 2018, closing 168 positions and reducing 289 holdings. Its most notable exit was Main Sector Rotation ETF, an estimated $6.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 3.9% a quarter earlier, followed by Healthcare and Energy.

Against the trend, AE Wealth Management opened a new position in WSFS Financial worth $1.96M.

  • AE Wealth Management's largest Q4 2018 buy was WSFS Financial: 51,695 shares worth $1.96M.
  • AE Wealth Management added most to The Necessity Retail REIT, Inc. Class A Common Stock in Q4 2018, an estimated $2.29M increase.
  • AE Wealth Management's biggest Q4 2018 reduction was Vanguard S&P 500 ETF, cutting an estimated $229M.
  • AE Wealth Management fully exited Main Sector Rotation ETF in Q4 2018, selling an estimated $6.58M.
  • AE Wealth Management's ten largest holdings make up 18% of its $584M portfolio in Q4 2018.
  • AE Wealth Management opened 39 new positions and closed 168 in Q4 2018.
  • AE Wealth Management's portfolio value fell 68% quarter-over-quarter to $584M.

Based on AE Wealth Management's 13F filing for Q4 2018, filed 15 Feb 2019.