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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.42%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
+$348M
Cap. Flow
+$287M
Cap. Flow %
15.8%
Top 10 Hldgs %
35.29%
Holding
634
New
179
Increased
337
Reduced
84
Closed
30

Top Buys

Rank Stock Value
1
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$19.7M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$15.8M
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$9.56M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$9.07M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$9.04M

Top Sells

Rank Stock Value
1
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$57.4M
2
MLPA icon
Global X MLP ETF
MLPA
+$21.1M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.1M
4
LVHB
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
+$4.34M
5
GLD icon
SPDR Gold Trust
GLD
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 3.85%
2 Energy 2.76%
3 Healthcare 2.55%
4 Industrials 2.34%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZN icon
201
AstraZeneca
AZN
$263B
$1.13M 0.06%
14,288
+3,927
+38% +$297K
CCT
202
DELISTED
Corporate Capital Trust, Inc.
CCT
$1.13M 0.06%
74,062
+17,660
+31% +$290K
MINT icon
203
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.12M 0.06%
11,032
+479
+5% +$48.6K
AXP icon
204
American Express
AXP
$223B
$1.11M 0.06%
10,414
+1,229
+13% +$128K
DJP icon
205
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$819M
$1.08M 0.06%
45,541
+33,805
+288% +$788K
RTX icon
206
RTX Corp
RTX
$287B
$1.07M 0.06%
12,124
+3,208
+36% +$269K
XLU icon
207
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$1.05M 0.06%
39,848
+31,624
+385% +$840K
EEM icon
208
iShares MSCI Emerging Markets ETF
EEM
$28B
$1.04M 0.06%
24,334
+6,990
+40% +$302K
ZION icon
209
Zions Bancorporation
ZION
$10.1B
$1.04M 0.06%
20,678
+3,672
+22% +$194K
FFBC icon
210
First Financial Bancorp
FFBC
$3.55B
$1.03M 0.06%
34,816
+545
+2% +$16.9K
SCHG icon
211
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$1.01M 0.06%
98,504
+14,544
+17% +$145K
FHN icon
212
First Horizon
FHN
$12.1B
$1M 0.06%
57,998
+7
+0% +$126
ROST icon
213
Ross Stores
ROST
$76.6B
$1M 0.06%
10,094
+194
+2% +$17.8K
VHT icon
214
Vanguard Health Care ETF
VHT
$18.2B
$994K 0.05%
5,509
+393
+8% +$67.6K
FBT icon
215
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$993K 0.05%
6,263
+3,349
+115% +$507K
ENB icon
216
Enbridge
ENB
$124B
$988K 0.05%
30,608
+10,933
+56% +$382K
HYS icon
217
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$987K 0.05%
9,807
+6,144
+168% +$615K
PEG icon
218
Public Service Enterprise Group
PEG
$39.8B
$987K 0.05%
18,705
+5,505
+42% +$288K
BLK icon
219
Blackrock
BLK
$164B
$974K 0.05%
2,067
+409
+25% +$199K
COP icon
220
ConocoPhillips
COP
$147B
$972K 0.05%
12,553
-1,013
-7% -$73.1K
IXP icon
221
iShares Global Comm Services ETF
IXP
$515M
$967K 0.05%
+16,702
New +$939K
VCIT icon
222
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$967K 0.05%
11,576
-917
-7% -$76.8K
MPC icon
223
Marathon Petroleum
MPC
$90.3B
$962K 0.05%
12,026
+4,391
+58% +$347K
MTUM icon
224
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$956K 0.05%
+8,036
New +$924K
RDS.A
225
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$954K 0.05%
13,994
+6,760
+93% +$451K
7 8
9
10 11

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BBHC
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TAF
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JAM
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HNB
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AE Wealth Management's Q3 2018 Portfolio in Review

As of Q3 2018, AE Wealth Management held 634 positions worth $1.82B, up 24% from $1.47B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

AE Wealth Management deployed $287M of net new capital in Q3 2018, opening 179 new positions and adding to 337 existing holdings. Its largest new stake was First Trust NASDAQ Cybersecurity ETF: 133,767 shares worth $3.81M.

By sector, the portfolio is most concentrated in Technology at 3.9% of assets, up from 3.1% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was VanEck Fallen Angel High Yield Bond ETF, an estimated $57.4M trimmed.

  • AE Wealth Management's largest Q3 2018 buy was First Trust NASDAQ Cybersecurity ETF: 133,767 shares worth $3.81M.
  • AE Wealth Management added most to Vanguard Long-Term Treasury ETF in Q3 2018, an estimated $19.7M increase.
  • AE Wealth Management's biggest Q3 2018 reduction was VanEck Fallen Angel High Yield Bond ETF, cutting an estimated $57.4M.
  • AE Wealth Management fully exited Invesco DB Agriculture Fund in Q3 2018, selling an estimated $1.54M.
  • AE Wealth Management's ten largest holdings make up 35% of its $1.82B portfolio in Q3 2018.
  • AE Wealth Management opened 179 new positions and closed 30 in Q3 2018.
  • AE Wealth Management's portfolio value rose 24% quarter-over-quarter to $1.82B.

Based on AE Wealth Management's 13F filing for Q3 2018, filed 14 Nov 2018.