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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.13B
AUM Growth
+$55.4M
Cap. Flow
+$16.6M
Cap. Flow %
1.46%
Top 10 Hldgs %
40.72%
Holding
481
New
82
Increased
213
Reduced
115
Closed
66

Top Buys

Rank Stock Value
1
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$13.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.97M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$4.73M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$4.49M
5
FGD icon
First Trust Dow Jones Global Select Dividend Index Fund
FGD
+$4.43M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$73.8M
2
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$21.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$2.3M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.95M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.91%
2 Energy 2.81%
3 Technology 2.62%
4 Healthcare 2.43%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
201
Visa
V
$677B
$726K 0.06%
6,365
-1,871
-23% -$207K
VBR icon
202
Vanguard Small-Cap Value ETF
VBR
$37.1B
$719K 0.06%
5,415
+3,113
+135% +$405K
IYR icon
203
iShares US Real Estate ETF
IYR
$4.59B
$704K 0.06%
+8,696
New +$706K
XLV icon
204
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$691K 0.06%
8,360
-8,824
-51% -$728K
CSCO icon
205
Cisco
CSCO
$450B
$690K 0.06%
18,005
-29,332
-62% -$1.05M
AXP icon
206
American Express
AXP
$223B
$684K 0.06%
6,886
-10,378
-60% -$988K
PSX icon
207
Phillips 66
PSX
$82.9B
$681K 0.06%
6,737
+2,239
+50% +$213K
ACWV icon
208
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$675K 0.06%
8,005
-2,630
-25% -$219K
EMLP icon
209
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$669K 0.06%
27,231
+14,673
+117% +$361K
MINT icon
210
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$669K 0.06%
6,589
-1,576
-19% -$160K
PEG icon
211
Public Service Enterprise Group
PEG
$39.8B
$668K 0.06%
12,967
+869
+7% +$43.8K
BND icon
212
Vanguard Total Bond Market
BND
$157B
$657K 0.06%
8,049
-7,665
-49% -$626K
AGGP
213
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$646K 0.06%
+32,360
New +$648K
VO icon
214
Vanguard Mid-Cap ETF
VO
$106B
$636K 0.06%
16,444
+6,132
+59% +$231K
IAU icon
215
iShares Gold Trust
IAU
$63B
$629K 0.06%
25,137
+8,069
+47% +$198K
FTCS icon
216
First Trust Capital Strength ETF
FTCS
$7.88B
$625K 0.06%
12,252
+496
+4% +$24.6K
VB icon
217
Vanguard Small-Cap ETF
VB
$79.5B
$622K 0.05%
4,211
+1,355
+47% +$196K
BAX icon
218
Baxter International
BAX
$11.6B
$614K 0.05%
9,503
-147
-2% -$9.44K
VRP icon
219
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$607K 0.05%
23,642
-428
-2% -$11.1K
EEM icon
220
iShares MSCI Emerging Markets ETF
EEM
$28B
$606K 0.05%
12,853
+2,954
+30% +$137K
REGL icon
221
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.77B
$602K 0.05%
+11,028
New +$592K
TXN icon
222
Texas Instruments
TXN
$255B
$586K 0.05%
5,613
-5,584
-50% -$544K
SCHD icon
223
Schwab US Dividend Equity ETF
SCHD
$102B
$574K 0.05%
33,663
+4,086
+14% +$67.1K
CMCSA icon
224
Comcast
CMCSA
$79.7B
$573K 0.05%
14,300
+2,890
+25% +$109K
FPE icon
225
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$573K 0.05%
28,644
+16,684
+139% +$335K
7 8
9
10 11

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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q4 2017 Portfolio in Review

As of Q4 2017, AE Wealth Management held 481 positions worth $1.13B, up 5.1% from $1.08B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

AE Wealth Management's Q4 2017 filing shows 82 new, 213 increased, 115 reduced and 66 closed positions. Its largest new stake was Main Sector Rotation ETF: 147,721 shares worth $4.04M. The largest sale was Vanguard S&P 500 ETF, an estimated $73.8M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.9% of assets, up from 2.7% a quarter earlier, followed by Energy and Technology.

  • AE Wealth Management's largest Q4 2017 buy was Main Sector Rotation ETF: 147,721 shares worth $4.04M.
  • AE Wealth Management added most to VanEck Fallen Angel High Yield Bond ETF in Q4 2017, an estimated $13.1M increase.
  • AE Wealth Management's biggest Q4 2017 reduction was Vanguard S&P 500 ETF, cutting an estimated $73.8M.
  • AE Wealth Management fully exited Schwab US TIPS ETF in Q4 2017, selling an estimated $1.95M.
  • AE Wealth Management's ten largest holdings make up 41% of its $1.13B portfolio in Q4 2017.
  • AE Wealth Management opened 82 new positions and closed 66 in Q4 2017.
  • AE Wealth Management's portfolio value rose 5.1% quarter-over-quarter to $1.13B.

Based on AE Wealth Management's 13F filing for Q4 2017, filed 6 Feb 2018.