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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
+$240M
Cap. Flow
+$211M
Cap. Flow %
19.55%
Top 10 Hldgs %
45.76%
Holding
422
New
43
Increased
198
Reduced
143
Closed
24

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$60.1M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$12.3M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.8M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$10.7M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$17.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.82M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.32M
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$2.24M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.13M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.71%
2 Energy 2.64%
3 Industrials 2.43%
4 Technology 2.36%
5 Healthcare 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
201
iShares MSCI EAFE ETF
EFA
$76.4B
$678K 0.06%
9,896
+1,667
+20% +$111K
GIS icon
202
General Mills
GIS
$19.2B
$677K 0.06%
13,081
+3,665
+39% +$201K
RNP icon
203
Cohen & Steers REIT and Preferred and Income Fund
RNP
$991M
$673K 0.06%
31,726
+1,600
+5% +$33.5K
VOX icon
204
Vanguard Communication Services ETF
VOX
$5.53B
$671K 0.06%
7,272
-1,836
-20% -$169K
XLI icon
205
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$671K 0.06%
9,457
-1,749
-16% -$120K
SJNK icon
206
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$661K 0.06%
23,631
-64,684
-73% -$1.8M
OMC icon
207
Omnicom Group
OMC
$22.7B
$658K 0.06%
8,881
+148
+2% +$11.4K
CHRW icon
208
C.H. Robinson
CHRW
$22B
$652K 0.06%
8,572
-200
-2% -$13.9K
GOOGL icon
209
Alphabet (Google) Class A
GOOGL
$3.91T
$645K 0.06%
13,240
-1,460
-10% -$69.2K
SABA
210
Saba Capital Income & Opportunities Fund II
SABA
$220M
$645K 0.06%
47,862
+2,800
+6% +$37.4K
EXG icon
211
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$640K 0.06%
68,401
-1,176
-2% -$10.9K
BTZ icon
212
BlackRock Credit Allocation Income Trust
BTZ
$927M
$635K 0.06%
46,831
+7,144
+18% +$96K
VRP icon
213
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$627K 0.06%
24,070
+2,684
+13% +$70.1K
RDS.A
214
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$621K 0.06%
10,256
+46
+0.5% +$2.57K
BAX icon
215
Baxter International
BAX
$11.6B
$606K 0.06%
9,650
+454
+5% +$28K
FVD icon
216
First Trust Value Line Dividend Fund
FVD
$8.29B
$601K 0.06%
20,188
-30,149
-60% -$888K
EV
217
DELISTED
Eaton Vance Corp.
EV
$599K 0.06%
12,136
-50
-0.4% -$2.39K
JQC icon
218
Nuveen Credit Strategies Income Fund
JQC
$702M
$592K 0.05%
69,742
+7,736
+12% +$65.7K
ED icon
219
Consolidated Edison
ED
$41.6B
$567K 0.05%
7,024
+104
+2% +$8.61K
PEG icon
220
Public Service Enterprise Group
PEG
$39.8B
$560K 0.05%
12,098
+214
+2% +$9.69K
FTCS icon
221
First Trust Capital Strength ETF
FTCS
$7.88B
$557K 0.05%
11,756
-21,852
-65% -$1.02M
BRK.A icon
222
Berkshire Hathaway Class A
BRK.A
$1.07T
$549K 0.05%
2
– –
PEY icon
223
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$545K 0.05%
31,759
-3,361
-10% -$56.8K
XLE icon
224
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$542K 0.05%
15,830
+1,622
+11% +$52.8K
RWX icon
225
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$532K 0.05%
13,872
-5,341
-28% -$207K
7 8
9
10 11

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2017 Portfolio in Review

As of Q3 2017, AE Wealth Management held 422 positions worth $1.08B, up 29% from $838M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

AE Wealth Management deployed $211M of net new capital in Q3 2017, opening 43 new positions and adding to 198 existing holdings. Its largest new stake was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.7% of assets, down from 3.4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $17.8M trimmed.

  • AE Wealth Management's largest Q3 2017 buy was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.
  • AE Wealth Management added most to Vanguard S&P 500 ETF in Q3 2017, an estimated $60.1M increase.
  • AE Wealth Management's biggest Q3 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $17.8M.
  • AE Wealth Management fully exited ProShares Ultra S&P500 in Q3 2017, selling an estimated $2.13M.
  • AE Wealth Management's ten largest holdings make up 46% of its $1.08B portfolio in Q3 2017.
  • AE Wealth Management opened 43 new positions and closed 24 in Q3 2017.
  • AE Wealth Management's portfolio value rose 29% quarter-over-quarter to $1.08B.

Based on AE Wealth Management's 13F filing for Q3 2017, filed 8 Nov 2017.