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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVTA
2101
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-13,601
Closed -$304K
TDSA
2102
DELISTED
Cabana Target Drawdown 5 ETF
TDSA
– –
-9,611
Closed -$201K
CEQP
2103
DELISTED
Crestwood Equity Partners LP
CEQP
– –
-15,479
Closed -$410K
TRTN
2104
DELISTED
Triton International Limited
TRTN
– –
-4,757
Closed -$396K
MMP
2105
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-5,843
Closed -$364K
RTL
2106
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
– –
-417,946
Closed -$2.83M
IDEX
2107
DELISTED
Ideanomics, Inc. Common Stock
IDEX
– –
-89
Closed -$827
PDCE
2108
DELISTED
PDC Energy, Inc.
PDCE
– –
-4,105
Closed -$292K
APPH
2109
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-13,131
Closed -$4.86K
AJRD
2110
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-4,457
Closed -$245K
HGEN
2111
DELISTED
HUMANIGEN, INC.
HGEN
– –
-39,250
Closed -$5.98K
LSI
2112
DELISTED
Life Storage, Inc.
LSI
– –
-6,571
Closed -$874K
MINC
2113
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
– –
-45,988
Closed -$2.06M
YELL
2114
DELISTED
Yellow Corporation Common Stock
YELL
– –
-13,399
Closed -$9.23K
DOC
2115
DELISTED
PHYSICIANS REALTY TRUST
DOC
– –
-10,167
Closed -$142K
81 82 83 84
85

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TAF
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AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.