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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGLD icon
2051
Royal Gold
RGLD
$17.1B
– –
-2,058
Closed -$236K
RMBS icon
2052
Rambus
RMBS
$10.4B
– –
-44,185
Closed -$2.84M
ROBO icon
2053
ROBO Global Robotics & Automation Index ETF
ROBO
$1.94B
– –
-6,011
Closed -$352K
RQI icon
2054
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
– –
-10,298
Closed -$119K
SDOG icon
2055
ALPS Sector Dividend Dogs ETF
SDOG
$1.42B
– –
-4,895
Closed -$245K
SHYF
2056
DELISTED
The Shyft Group
SHYF
– –
-23,215
Closed -$512K
SIBN icon
2057
SI-BONE Inc
SIBN
$756M
– –
-20,471
Closed -$552K
SIXO icon
2058
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
$122M
– –
-9,272
Closed -$256K
SKM icon
2059
SK Telecom
SKM
$13.5B
– –
-16,138
Closed -$315K
SKYW icon
2060
Skywest
SKYW
$4.37B
– –
-5,324
Closed -$217K
SNCY
2061
DELISTED
Sun Country Airlines
SNCY
– –
-26,411
Closed -$594K
SPEU icon
2062
State Street SPDR Portfolio Europe ETF
SPEU
$716M
– –
-68,933
Closed -$2.65M
SPGM icon
2063
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.7B
– –
-3,996
Closed -$209K
SPHB icon
2064
Invesco S&P 500 High Beta ETF
SPHB
$980M
– –
-11,716
Closed -$895K
SPXL icon
2065
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$6.53B
– –
-2,497
Closed -$225K
STLA icon
2066
Stellantis
STLA
$16.5B
– –
-33,514
Closed -$588K
SYF icon
2067
Synchrony
SYF
$24.5B
– –
-15,150
Closed -$514K
TBBK icon
2068
The Bancorp
TBBK
$2.81B
– –
-15,753
Closed -$514K
TGLS icon
2069
Tecnoglass
TGLS
$2.01B
– –
-6,976
Closed -$360K
TGTX icon
2070
TG Therapeutics
TGTX
$8.53B
– –
-22,401
Closed -$556K
TMHC icon
2071
Taylor Morrison
TMHC
– –
-8,599
Closed -$419K
TRMD icon
2072
TORM
TRMD
$3.05B
– –
-19,724
Closed -$477K
UAN icon
2073
CVR Partners
UAN
$1.27B
– –
-7,411
Closed -$598K
UAUG icon
2074
Innovator US Equity Ultra Buffer ETF August
UAUG
$163M
– –
-7,190
Closed -$207K
UFPT icon
2075
UFP Technologies
UFPT
$1.92B
– –
-1,285
Closed -$249K
81 82
83
84 85

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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
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TAF
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JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.