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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MASI
2026
DELISTED
Masimo
MASI
– –
-2,167
Closed -$357K
MCFT icon
2027
MasterCraft Boat Holdings
MCFT
$603M
– –
-19,353
Closed -$593K
MCRB icon
2028
Seres Therapeutics
MCRB
$45.4M
– –
-4,759
Closed -$456K
MGNI icon
2029
Magnite
MGNI
$2.79B
– –
-43,427
Closed -$593K
MKL icon
2030
Markel Group
MKL
$25.5B
– –
-149
Closed -$206K
MOS icon
2031
The Mosaic Company
MOS
$7.24B
– –
-40,788
Closed -$1.43M
MUA icon
2032
BlackRock MuniAssets Fund
MUA
$518M
– –
-12,306
Closed -$125K
MUR icon
2033
Murphy Oil
MUR
$5.36B
– –
-6,112
Closed -$234K
NCMI icon
2034
National CineMedia
NCMI
$368M
– –
-1,520
Closed -$5.12K
NFBK
2035
DELISTED
Northfield Bancorp
NFBK
– –
-10,049
Closed -$110K
NRO
2036
Neuberger Real Estate Securities Income Fund Inc
NRO
$196M
– –
-255,116
Closed -$740K
NSP icon
2037
Insperity
NSP
$1.99B
– –
-2,930
Closed -$349K
NXP icon
2038
Nuveen Select Tax-Free Income Portfolio
NXP
$897M
– –
-10,644
Closed -$153K
OII icon
2039
Oceaneering
OII
$4.87B
– –
-32,242
Closed -$603K
OLN icon
2040
Olin
OLN
$2.5B
– –
-7,368
Closed -$379K
OPRT icon
2041
Oportun Financial
OPRT
$264M
– –
-13,525
Closed -$80.7K
PCG icon
2042
PG&E
PCG
$40.4B
– –
-24,482
Closed -$423K
PEN icon
2043
Penumbra
PEN
$12.6B
– –
-2,127
Closed -$732K
PERI icon
2044
Perion Network
PERI
$378M
– –
-15,742
Closed -$483K
PGNY icon
2045
Progyny
PGNY
$2.38B
– –
-14,408
Closed -$567K
PICK icon
2046
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.16B
– –
-8,633
Closed -$349K
PSR icon
2047
Invesco Active US Real Estate Fund
PSR
$60.3M
– –
-10,795
Closed -$936K
QQH icon
2048
HCM Defender 100 Index ETF
QQH
$698M
– –
-6,938
Closed -$328K
QQXT icon
2049
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$155M
– –
-52,718
Closed -$4.45M
RC
2050
Ready Capital
RC
$263M
– –
-52,840
Closed -$596K
80 81
82
83 84

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.