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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOGL
2001
DELISTED
Golden Ocean Group
GOGL
– –
-70,013
Closed -$529K
GTLB icon
2002
GitLab
GTLB
$5.57B
– –
-10,063
Closed -$514K
GTLS
2003
DELISTED
Chart Industries
GTLS
– –
-1,333
Closed -$213K
GXO icon
2004
GXO Logistics
GXO
$6.13B
– –
-11,163
Closed -$701K
HGV icon
2005
Hilton Grand Vacations
HGV
$4.14B
– –
-4,679
Closed -$213K
HIMS icon
2006
Hims & Hers Health
HIMS
$6.79B
– –
-59,230
Closed -$557K
HP icon
2007
Helmerich & Payne
HP
$3.31B
– –
-6,677
Closed -$237K
HQY icon
2008
HealthEquity
HQY
$8.46B
– –
-8,941
Closed -$565K
HRMY icon
2009
Harmony Biosciences
HRMY
$2.07B
– –
-14,487
Closed -$510K
HXL icon
2010
Hexcel
HXL
$8.3B
– –
-10,078
Closed -$766K
IDCC icon
2011
InterDigital
IDCC
$6.72B
– –
-3,910
Closed -$378K
IEP icon
2012
Icahn Enterprises
IEP
$5.26B
– –
-16,290
Closed -$473K
INTT icon
2013
inTEST
INTT
$160M
– –
-11,123
Closed -$292K
IOT icon
2014
Samsara
IOT
$21.9B
– –
-27,135
Closed -$752K
IT icon
2015
Gartner
IT
$10.4B
– –
-586
Closed -$205K
JBLU icon
2016
JetBlue
JBLU
$2.23B
– –
-11,808
Closed -$105K
JOBY icon
2017
Joby Aviation
JOBY
$7.15B
– –
-10,897
Closed -$112K
KAPR icon
2018
Innovator US Small Cap Power Buffer ETF April
KAPR
$215M
– –
-7,871
Closed -$217K
KOMP icon
2019
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
$2.6B
– –
-4,717
Closed -$210K
LADR
2020
Ladder Capital
LADR
$1.26B
– –
-55,670
Closed -$604K
LITE icon
2021
Lumentum
LITE
$50.7B
– –
-3,943
Closed -$224K
LMND icon
2022
Lemonade
LMND
$4.77B
– –
-46,578
Closed -$785K
LNTH icon
2023
Lantheus
LNTH
$6.68B
– –
-8,248
Closed -$692K
LONZ icon
2024
PIMCO Senior Loan Active Exchange-Traded Fund
LONZ
$579M
– –
-6,620
Closed -$330K
M icon
2025
Macy's
M
$6.62B
– –
-23,916
Closed -$384K
79 80
81
82 83

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.