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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+5.47%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.6B
AUM Growth
+$1.1B
Cap. Flow
+$381M
Cap. Flow %
2.29%
Top 10 Hldgs %
18.4%
Holding
2,090
New
225
Increased
912
Reduced
723
Closed
199

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$122M
2
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$45.8M
3
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$40.7M
4
MSFT icon
Microsoft
MSFT
+$40.1M
5
JUNW icon
AllianzIM U.S. Equity Buffer20 Jun ETF
JUNW
+$39.5M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$112M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$112M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$98.5M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$73.5M
5
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$50.8M

Sector Composition

Rank Sector Weight
1 Technology 10.2%
2 Financials 4.59%
3 Healthcare 3.93%
4 Consumer Discretionary 3.64%
5 Consumer Staples 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BINI
2001
DELISTED
Bollinger Innovations
BINI
– –
0
– -$3.44K
NANR icon
2002
State Street SPDR S&P North American Natural Resources ETF
NANR
$755M
– –
-6,653
Closed -$357K
NFG icon
2003
National Fuel Gas
NFG
$7.84B
– –
-3,470
Closed -$200K
NOV icon
2004
NOV
NOV
$7.45B
– –
-45,601
Closed -$844K
NYC
2005
American Strategic Investment Co
NYC
$23.9M
– –
-12,205
Closed -$104K
OCSL icon
2006
Oaktree Specialty Lending
OCSL
$1.03B
– –
-74,855
Closed -$1.41M
OCTT icon
2007
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
$55.8M
– –
-481,297
Closed -$14.5M
OCTW icon
2008
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
$320M
– –
-525,981
Closed -$15.3M
OFG icon
2009
OFG Bancorp
OFG
$2.21B
– –
-21,076
Closed -$526K
OI icon
2010
O-I Glass
OI
$1.39B
– –
-35,477
Closed -$806K
ONEY icon
2011
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$742M
– –
-21,003
Closed -$1.98M
OVV icon
2012
Ovintiv
OVV
$17.5B
– –
-61,432
Closed -$2.22M
PARAA
2013
DELISTED
Paramount Global Class A
PARAA
– –
-43,088
Closed -$1.11M
PAWZ icon
2014
ProShares Pet Care ETF
PAWZ
$33M
– –
-15,234
Closed -$756K
PBJ icon
2015
Invesco Food & Beverage ETF
PBJ
$109M
– –
-11,632
Closed -$539K
PCTY icon
2016
Paylocity
PCTY
$6.71B
– –
-3,186
Closed -$633K
PCYO icon
2017
Pure Cycle
PCYO
$257M
– –
-46,454
Closed -$439K
PFBC icon
2018
Preferred Bank
PFBC
$1.22B
– –
-9,164
Closed -$502K
PFGC icon
2019
Performance Food Group
PFGC
$17.5B
– –
-4,632
Closed -$279K
PPT
2020
Franklin Premier Income Trust
PPT
$323M
– –
-30,512
Closed -$109K
PSK icon
2021
State Street SPDR ICE Preferred Securities ETF
PSK
$693M
– –
-11,110
Closed -$377K
PTC icon
2022
PTC
PTC
$13.7B
– –
-12,082
Closed -$1.55M
PVH icon
2023
PVH
PVH
$3.71B
– –
-2,983
Closed -$266K
REMX icon
2024
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.03B
– –
-2,627
Closed -$214K
RFV icon
2025
Invesco S&P MidCap 400 Pure Value ETF
RFV
$335M
– –
-35,205
Closed -$3.32M
79 80
81
82 83

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q2 2023 Portfolio in Review

As of Q2 2023, AE Wealth Management held 2,090 positions worth $16.6B, up 7% from $15.5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management's Q2 2023 filing shows 225 new, 912 increased, 723 reduced and 199 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF June: 1,397,244 shares worth $46.7M. The largest sale was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $112M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Healthcare.

  • AE Wealth Management's largest Q2 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF June: 1,397,244 shares worth $46.7M.
  • AE Wealth Management added most to iShares 0-3 Month Treasury Bond ETF in Q2 2023, an estimated $122M increase.
  • AE Wealth Management's biggest Q2 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $112M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer20 Oct ETF in Q2 2023, selling an estimated $15.3M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.6B portfolio in Q2 2023.
  • AE Wealth Management opened 225 new positions and closed 199 in Q2 2023.
  • AE Wealth Management's portfolio value rose 7% quarter-over-quarter to $16.6B.

Based on AE Wealth Management's 13F filing for Q2 2023, filed 10 Jul 2023.