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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.98%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$18.5B
AUM Growth
+$1.07B
Cap. Flow
+$1.48B
Cap. Flow %
8.02%
Top 10 Hldgs %
20.74%
Holding
2,734
New
280
Increased
1,231
Reduced
774
Closed
144

Top Buys

Rank Stock Value
1
SCEP
Sterling Capital Hedged Equity Premium Income ETF
SCEP
+$136M
2
MSFT icon
Microsoft
MSFT
+$106M
3
SCMC
Sterling Capital Multi-Strategy Income ETF
SCMC
+$101M
4
NVDA icon
NVIDIA
NVDA
+$97.7M
5
SCNM
Sterling Capital National Municipal Bond ETF
SCNM
+$90M

Top Sells

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$83.9M
2
QBER
TrueShares Quarterly Bear Hedge ETF
QBER
+$52.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$49.3M
4
OEF icon
iShares S&P 100 ETF
OEF
+$44.7M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$41.9M

Sector Composition

Rank Sector Weight
1 Technology 16.5%
2 Financials 6.72%
3 Consumer Discretionary 4.45%
4 Communication Services 3.95%
5 Consumer Staples 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLQD icon
2001
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
$42.7K ﹤0.01%
846
-658
-44% -$33.4K
AGQI icon
2002
First Trust Active Global Quality Income ETF
AGQI
$54.5M
$42.6K ﹤0.01%
2,500
– –
CGW icon
2003
Invesco S&P Global Water Index ETF
CGW
$1.05B
$41.8K ﹤0.01%
653
-758
-54% -$49.7K
SFY icon
2004
SoFi Select 500 ETF
SFY
$653M
$41.2K ﹤0.01%
330
– –
MCHI icon
2005
iShares MSCI China ETF
MCHI
$6.04B
$41.2K ﹤0.01%
733
-175
-19% -$10.5K
ARKX icon
2006
ARK Space & Defense Innovation ETF
ARKX
$802M
$40.7K ﹤0.01%
1,386
+264
+24% +$8.45K
JXI icon
2007
iShares Global Utilities ETF
JXI
$328M
$40.5K ﹤0.01%
469
+355
+311% +$29.8K
EPI icon
2008
WisdomTree India Earnings Fund ETF
EPI
$2.02B
$40.2K ﹤0.01%
984
+581
+144% +$25.7K
AESR icon
2009
Anfield US Equity Sector Rotation ETF
AESR
$242M
$40K ﹤0.01%
2,388
+575
+32% +$10K
BBAX icon
2010
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.56B
$39.9K ﹤0.01%
670
-133
-17% -$8.04K
FEZ icon
2011
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$39.8K ﹤0.01%
641
-75
-10% -$4.92K
APRJ icon
2012
Innovator Premium Income 30 Barrier ETF April
APRJ
$32.2M
$39.7K ﹤0.01%
1,619
– –
FLJP icon
2013
Franklin FTSE Japan ETF
FLJP
$3.93B
$39.4K ﹤0.01%
1,088
-114
-9% -$4.22K
XMLV icon
2014
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$39.2K ﹤0.01%
622
+3
+0.5% +$194
IWL icon
2015
iShares Russell Top 200 ETF
IWL
$2.16B
$39.1K ﹤0.01%
244
– –
HISF icon
2016
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.4M
$39K ﹤0.01%
880
-489
-36% -$22K
IFEB icon
2017
Innovator International Developed Power Buffer ETF February
IFEB
$61M
$38.8K ﹤0.01%
+1,300
New +$39.5K
MPRO icon
2018
Monarch ProCap Index ETF
MPRO
$256M
$38.7K ﹤0.01%
+1,240
New +$39.3K
BALI icon
2019
iShares U.S. Large Cap Premium Income Active ETF
BALI
$1.28B
$38.7K ﹤0.01%
1,257
+247
+24% +$7.85K
FEBT icon
2020
AllianzIM U.S. Equity Buffer10 Feb ETF
FEBT
$158M
$38.7K ﹤0.01%
1,032
-337
-25% -$12.9K
TOCT
2021
Innovator Equity Defined Protection ETF - 2 Yr to October 2027
TOCT
$14.9M
$38.6K ﹤0.01%
+1,470
New +$39K
BKMC icon
2022
BNY Mellon US Mid Cap Core Equity ETF
BKMC
$217M
$38.6K ﹤0.01%
+1,050
New +$40.1K
UROY
2023
Uranium Royalty Corp
UROY
$434M
$38.6K ﹤0.01%
+10,576
New +$43.2K
VIOG icon
2024
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.04B
$38.5K ﹤0.01%
309
-114
-27% -$14.5K
JSML icon
2025
Janus Henderson Small Cap Growth Alpha ETF
JSML
$366M
$38.4K ﹤0.01%
549
+151
+38% +$11.3K
79 80
81
82 83

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, AE Wealth Management held 2,734 positions worth $18.5B, up 6.1% from $17.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.48B of net new capital in Q1 2026, opening 280 new positions and adding to 1,231 existing holdings. Its largest new stake was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell 2000 Growth ETF, an estimated $83.9M trimmed.

  • AE Wealth Management's largest Q1 2026 buy was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.
  • AE Wealth Management added most to Microsoft in Q1 2026, an estimated $106M increase.
  • AE Wealth Management's biggest Q1 2026 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $83.9M.
  • AE Wealth Management fully exited Loews in Q1 2026, selling an estimated $5.21M.
  • AE Wealth Management's ten largest holdings make up 21% of its $18.5B portfolio in Q1 2026.
  • AE Wealth Management opened 280 new positions and closed 144 in Q1 2026.
  • AE Wealth Management's portfolio value rose 6.1% quarter-over-quarter to $18.5B.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.