AWM

AE Wealth Management Portfolio holdings

AUM $11.9B

AUM

$11.9B

AUM Growth

+$103M (+0.9%)

Cap. Flow

+$435M

Cap. Flow % of AUM

3.66%

Top 10 Holdings %Top 10 Hldgs %

19.33%

Holding

2,311

New

189

Increased

802

Reduced

905

Closed

167

Top Buys

1	Janus Henderson Short Duration Income ETF VNLA	$47.4M
2	Netflix NFLX	$25.8M
3	NVIDIA NVDA	$25.2M
4	Microsoft MSFT	$23.8M
5	TrueShares Structured Outcome August ETF AUGZ	$21.2M

Top Sells

1	SPDR S&P 500 ETF Trust SPY	$52.9M
2	Innovator US Equity Power Buffer ETF September PSEP	$44M
3	SMAX iShares Large Cap Max Buffer Sep ETF SMAX	$20.9M
4	iShares MSCI EAFE Growth ETF EFG	$18.4M
5	SPDR Portfolio S&P 500 ETF SPLG	$18.2M

Sector Composition

1	Technology	12.46%
2	Financials	7.58%
3	Consumer Discretionary	5.09%
4	Healthcare	4.22%
5	Communication Services	4%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
2001	SEPU 2001 AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF SEPU $25.5M	$2.8K	0%	112	New	+$2.8K
2002	NVBU 2002 AllianzIM U.S. Equity Buffer15 Uncapped Nov ETF NVBU $20.7M	$2.78K	0%	112	New	+$2.78K
2003	OCTU 2003 AllianzIM U.S. Equity Buffer15 Uncapped Oct ETF OCTU $53.9M	$2.76K	0%	112	New	+$2.76K
2004	2004 Goldman Sachs ActiveBeta Emerging Markets Equity ETF GEM $982M	$2.75K	0%	83 -8	-9%	-$265
2005	2005 iShares Genomics Immunology and Healthcare ETF IDNA $112M	$2.73K	0%	133	–	–
2006	JANU 2006 AllianzIM U.S. Equity Buffer15 Uncapped Jan ETF JANU $69.3M	$2.72K	0%	112	New	+$2.72K
2007	2007 Strategy Shares Nasdaq 7HANDL Index ETF HNDL $689M	$2.72K	0%	129 -6	-4%	-$127
2008	2008 Global X Internet of Things ETF SNSR $223M	$2.7K	0%	82	–	–
2009	FEBU 2009 AllianzIM U.S. Equity Buffer15 Uncapped Feb ETF FEBU $48.4M	$2.7K	0%	112	New	+$2.7K
2010	MARU 2010 AllianzIM U.S. Equity Buffer15 Uncapped Mar ETF MARU $17.1M	$2.7K	0%	112	New	+$2.7K
2011	DECU 2011 AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF DECU $33.6M	$2.69K	0%	112	New	+$2.69K
2012	2012 Janus Henderson Small/Mid Cap Growth Alpha ETF JSMD $501M	$2.66K	0%	38	–	–
2013	2013 JPMorgan BetaBuilders International Equity ETF BBIN $5.44B	$2.65K	0%	43 +20	+87%	+$1.23K
2014	2014 Invesco S&P 100 Equal Weight ETF EQWL $1.41B	$2.58K	0%	25 -100	-80%	-$10.3K
2015	2015 iShares US Small Cap Value Factor ETF SVAL $131M	$2.55K	0%	85 +3	+4%	+$90
2016	2016 Franklin FTSE Switzerland ETF FLSW $54M	$2.54K	0%	71 -17	-19%	-$607
2017	2017 iShares MSCI India Small-Cap ETF SMIN $910M	$2.52K	0%	37	–	–
2018	2018 Invesco S&P SmallCap Industrials ETF PSCI $129M	$2.5K	0%	21	New	+$2.5K
2019	2019 US Vegan Climate ETF VEGN $116M	$2.49K	0%	50	–	–
2020	2020 SPDR DoubleLine Emerging Markets Fixed Income ETF EMTL $91.5M	$2.46K	0%	57 -242	-81%	-$10.4K
2021	2021 Invesco Fundamental Investment Grade Corporate Bond ETF PFIG $85.5M	$2.31K	0%	97	–	–
2022	2022 Franklin International Core Dividend Tilt Index ETF DIVI $1.53B	$2.28K	0%	70	–	–
2023	2023 Global X Blockchain ETF BKCH $173M	$2.28K	0%	69 -2	-3%	-$66
2024	2024 Invesco S&P SmallCap Information Technology ETF PSCT $259M	$2.16K	0%	54	–	–
2025	2025 Cambria Cannabis ETF TOKE $11.7M	$2.14K	0%	475	–	–