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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DES icon
1976
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
– –
-15,446
Closed -$445K
DFAS icon
1977
Dimensional US Small Cap ETF
DFAS
$15.4B
– –
-14,274
Closed -$782K
DLN icon
1978
WisdomTree US LargeCap Dividend Fund
DLN
$6.3B
– –
-3,310
Closed -$210K
DMO
1979
Western Asset Mortgage Opportunity Fund
DMO
$119M
– –
-46,980
Closed -$497K
DOUG icon
1980
Douglas Elliman
DOUG
$159M
– –
-15,957
Closed -$35.4K
DPRO
1981
Draganfly
DPRO
$153M
– –
-436
Closed -$14K
DRSK icon
1982
Aptus Defined Risk ETF
DRSK
$1.5B
– –
-26,749
Closed -$665K
EAD
1983
Allspring Income Opportunities Fund
EAD
$372M
– –
-13,008
Closed -$83.9K
EBS icon
1984
Emergent Biosolutions
EBS
$379M
– –
-39,413
Closed -$290K
EC icon
1985
Ecopetrol
EC
$32.2B
– –
-50,907
Closed -$522K
FPWR
1986
First Trust EIP Power Solutions ETF
FPWR
$28M
– –
-12,128
Closed -$300K
EHTH icon
1987
eHealth
EHTH
$42.5M
– –
-10,935
Closed -$87.9K
EUFN icon
1988
iShares MSCI Europe Financials ETF
EUFN
$4.03B
– –
-11,414
Closed -$219K
EWY icon
1989
iShares MSCI South Korea ETF
EWY
$21.1B
– –
-14,435
Closed -$915K
EWZ icon
1990
iShares MSCI Brazil ETF
EWZ
$9.14B
– –
-18,431
Closed -$598K
FATE icon
1991
Fate Therapeutics
FATE
$267M
– –
-100,885
Closed -$480K
FIVN icon
1992
FIVE9
FIVN
$2.03B
– –
-7,257
Closed -$598K
FLNG icon
1993
FLEX LNG
FLNG
$1.69B
– –
-17,572
Closed -$536K
FMS icon
1994
Fresenius Medical Care
FMS
$13.2B
– –
-8,707
Closed -$208K
FOXA icon
1995
Fox Class A
FOXA
$24B
– –
-5,919
Closed -$201K
FVRR icon
1996
Fiverr
FVRR
$416M
– –
-20,142
Closed -$524K
GEN icon
1997
Gen Digital
GEN
$16.4B
– –
-10,641
Closed -$197K
GENI icon
1998
Genius Sports
GENI
$1.96B
– –
-85,962
Closed -$532K
GGB icon
1999
Gerdau
GGB
$9.76B
– –
-141,551
Closed -$616K
GNK icon
2000
Genco Shipping & Trading
GNK
$1.1B
– –
-32,351
Closed -$454K
78 79
80
81 82

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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
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TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.