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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
176
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$22M 0.13%
299,078
+23,926
+9% +$1.79M
F icon
177
Ford
F
$58.5B
$22M 0.13%
1,773,646
-103,600
-6% -$1.35M
NEE icon
178
NextEra Energy
NEE
$185B
$21.9M 0.13%
382,895
+36,925
+11% +$2.56M
AMGN icon
179
Amgen
AMGN
$203B
$21.9M 0.13%
81,594
-958
-1% -$239K
LGLV icon
180
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.21B
$21.9M 0.13%
163,950
-15,336
-9% -$2.14M
IWP icon
181
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$21.8M 0.13%
239,136
-83,365
-26% -$7.97M
XLK icon
182
State Street Technology Select Sector SPDR ETF
XLK
$114B
$21.8M 0.13%
265,944
+11,368
+4% +$975K
BAC icon
183
Bank of America
BAC
$436B
$21.5M 0.13%
785,983
+58,196
+8% +$1.72M
IP icon
184
International Paper
IP
$22.5B
$20.8M 0.12%
586,751
-60,931
-9% -$2.07M
STX icon
185
Seagate
STX
$185B
$20.6M 0.12%
311,866
-51,716
-14% -$3.33M
FVD icon
186
First Trust Value Line Dividend Fund
FVD
$8.32B
$20.5M 0.12%
548,981
+197,776
+56% +$7.81M
XLE icon
187
State Street Energy Select Sector SPDR ETF
XLE
$38.8B
$20.5M 0.12%
454,028
-32,742
-7% -$1.43M
FIAX icon
188
Nicholas Fixed Income Alternative ETF
FIAX
$129M
$20.5M 0.12%
1,047,268
+301,387
+40% +$6.01M
MAYT icon
189
AllianzIM U.S. Equity Buffer10 May ETF
MAYT
$232M
$20.3M 0.12%
785,093
+118,030
+18% +$3.12M
MAYW icon
190
AllianzIM U.S. Equity Buffer20 May ETF
MAYW
$446M
$20.2M 0.12%
785,494
-257,437
-25% -$6.68M
SPAB icon
191
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$20.2M 0.12%
828,099
-103,334
-11% -$2.57M
HON icon
192
Honeywell
HON
$77.9B
$19.9M 0.12%
114,296
+14,480
+15% +$2.65M
SH icon
193
ProShares Short S&P500
SH
$916M
$19.8M 0.12%
342,334
+46,409
+16% +$2.59M
D icon
194
Dominion Energy
D
$61.8B
$19.5M 0.12%
437,193
-6,220
-1% -$309K
VBR icon
195
Vanguard Small-Cap Value ETF
VBR
$37.3B
$19.4M 0.12%
121,559
+11,033
+10% +$1.84M
USB icon
196
US Bancorp
USB
$98.9B
$19.4M 0.12%
586,038
-6,376
-1% -$232K
QQQM icon
197
Invesco NASDAQ 100 ETF
QQQM
$95.9B
$19.3M 0.12%
130,761
+38,724
+42% +$5.91M
BUFD icon
198
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.94B
$19.3M 0.12%
905,908
+182,051
+25% +$3.94M
HPQ icon
199
HP
HPQ
$24.3B
$19M 0.11%
740,133
-50,750
-6% -$1.56M
LMT icon
200
Lockheed Martin
LMT
$134B
$18.9M 0.11%
46,158
-4,552
-9% -$2.02M
6 7
8
9 10

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.