We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPS icon
176
United Parcel Service
UPS
$97.6B
$15.8M 0.13%
86,518
+3,180
+4% +$628K
FTSL icon
177
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$15.7M 0.13%
328,248
+30,747
+10% +$1.47M
FTNT icon
178
Fortinet
FTNT
$112B
$15.6M 0.13%
267,025
+21,840
+9% +$1.26M
LDSF icon
179
First Trust Low Duration Strategic Focus ETF
LDSF
$160M
$15.6M 0.13%
771,701
+67,433
+10% +$1.36M
HEI.A icon
180
HEICO Corp Class A
HEI.A
$35.4B
$15.1M 0.12%
127,295
+15,711
+14% +$1.87M
SCHG icon
181
Schwab US Large-Cap Growth ETF
SCHG
$58.6B
$15M 0.12%
812,488
-2,304,512
-74% -$43.9M
JULT icon
182
AllianzIM U.S. Equity Buffer10 Jul ETF
JULT
$57M
$14.9M 0.12%
534,637
+66,685
+14% +$1.88M
TGT icon
183
Target
TGT
$62.1B
$14.9M 0.12%
65,071
+7,204
+12% +$1.8M
MCO icon
184
Moody's
MCO
$81.7B
$14.8M 0.12%
41,784
+2,122
+5% +$800K
AVUV icon
185
Avantis US Small Cap Value ETF
AVUV
$30.3B
$14.7M 0.12%
194,381
+24,229
+14% +$1.8M
QQQJ icon
186
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.11B
$14.6M 0.12%
441,592
-11,217
-2% -$382K
CMCSA icon
187
Comcast
CMCSA
$79.1B
$14.6M 0.12%
260,362
+23,628
+10% +$1.38M
IWF icon
188
iShares Russell 1000 Growth ETF
IWF
$120B
$14.4M 0.12%
210,636
+122,188
+138% +$8.64M
XSOE icon
189
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.03B
$14.4M 0.12%
386,354
-37,213
-9% -$1.46M
GS icon
190
Goldman Sachs
GS
$313B
$14.1M 0.12%
37,404
+3,346
+10% +$1.31M
VBR icon
191
Vanguard Small-Cap Value ETF
VBR
$37.1B
$14M 0.12%
82,811
-12,566
-13% -$2.15M
IHI icon
192
iShares US Medical Devices ETF
IHI
$2.99B
$13.8M 0.11%
219,127
+185,035
+543% +$11.8M
EDIV icon
193
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$13.7M 0.11%
463,198
-6,624
-1% -$198K
OIH icon
194
VanEck Oil Services ETF
OIH
$2.1B
$13.7M 0.11%
69,428
-19,638
-22% -$3.74M
RDVY icon
195
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$13.4M 0.11%
282,052
+5,938
+2% +$288K
INTC icon
196
Intel
INTC
$466B
$13.4M 0.11%
250,710
+24,695
+11% +$1.34M
PM icon
197
Philip Morris
PM
$301B
$13.3M 0.11%
140,782
+10,496
+8% +$1.06M
SLQD icon
198
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
$13.2M 0.11%
255,717
-58,123
-19% -$3.01M
LQD icon
199
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$13.1M 0.11%
98,837
+21,602
+28% +$2.92M
QDEC icon
200
FT Vest Growth-100 Buffer ETF December
QDEC
$682M
$13.1M 0.11%
592,085
-98,784
-14% -$2.2M
6 7
8
9 10

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.