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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMR icon
176
Emerson Electric
EMR
$85B
$10.3M 0.12%
128,222
+7,470
+6% +$555K
CSGP icon
177
CoStar Group
CSGP
$12.4B
$10.2M 0.12%
110,850
+34,500
+45% +$3.02M
VIG icon
178
Vanguard Dividend Appreciation ETF
VIG
$113B
$10.2M 0.12%
72,222
+1,999
+3% +$271K
IHI icon
179
iShares US Medical Devices ETF
IHI
$3.14B
$10.2M 0.12%
186,720
+75,120
+67% +$3.93M
ITOT icon
180
iShares Core S&P Total US Stock Market ETF
ITOT
$93.7B
$10.1M 0.11%
116,907
-178,009
-60% -$14.4M
SBUX icon
181
Starbucks
SBUX
$118B
$9.8M 0.11%
91,608
+9,181
+11% +$877K
CRM icon
182
Salesforce
CRM
$149B
$9.77M 0.11%
43,905
+4,078
+10% +$992K
VCSH icon
183
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$9.74M 0.11%
117,062
-1,442
-1% -$120K
VB icon
184
Vanguard Small-Cap ETF
VB
$80.2B
$9.73M 0.11%
50,000
+3,490
+8% +$616K
D icon
185
Dominion Energy
D
$62.1B
$9.71M 0.11%
129,147
-2,461
-2% -$196K
AMD icon
186
Advanced Micro Devices
AMD
$741B
$9.52M 0.11%
103,830
+20,386
+24% +$1.76M
TDSD
187
DELISTED
Cabana Target Drawdown 13 ETF
TDSD
$9.51M 0.11%
381,872
-33,189
-8% -$821K
DGRO icon
188
iShares Core Dividend Growth ETF
DGRO
$43.3B
$9.49M 0.11%
211,840
+74,166
+54% +$3.15M
AVUV icon
189
Avantis US Small Cap Value ETF
AVUV
$30.5B
$9.45M 0.11%
166,256
+11,281
+7% +$578K
ARKQ icon
190
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.87B
$9.44M 0.11%
123,676
+13,389
+12% +$885K
SLYG icon
191
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.08B
$9.41M 0.11%
123,252
+1,294
+1% +$88.3K
OKTA icon
192
Okta
OKTA
$23.7B
$9.27M 0.11%
36,442
-219
-0.6% -$52.1K
FPXI icon
193
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$265M
$9.24M 0.1%
134,361
+10,306
+8% +$636K
FCTR icon
194
First Trust Lunt US Factor Rotation ETF
FCTR
$53M
$9.23M 0.1%
312,977
+33,814
+12% +$930K
UNP icon
195
Union Pacific
UNP
$175B
$9.23M 0.1%
44,311
+3,290
+8% +$657K
TWLO icon
196
Twilio
TWLO
$29.5B
$9.19M 0.1%
27,144
+14,478
+114% +$4.52M
HEI.A icon
197
HEICO Corp Class A
HEI.A
$36.8B
$9.14M 0.1%
78,093
+23,970
+44% +$2.61M
PM icon
198
Philip Morris
PM
$312B
$9.12M 0.1%
110,095
+2,517
+2% +$196K
GS icon
199
Goldman Sachs
GS
$305B
$9.11M 0.1%
34,562
+7,571
+28% +$1.69M
TDOC icon
200
Teladoc Health
TDOC
$1.69B
$9.1M 0.1%
45,484
+36,838
+426% +$7.49M
6 7
8
9 10

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.