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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLRN icon
176
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$7.33M 0.1%
239,712
+5,950
+3% +$182K
TIP icon
177
iShares TIPS Bond ETF
TIP
$14.5B
$7.29M 0.1%
57,621
+22,949
+66% +$2.88M
SLYG icon
178
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.08B
$7.2M 0.1%
121,958
+10,502
+9% +$628K
PFFD icon
179
Global X US Preferred ETF
PFFD
$2.15B
$7.18M 0.1%
289,886
-2,649
-0.9% -$64.9K
SO icon
180
Southern Company
SO
$109B
$7.17M 0.1%
132,251
-3,232
-2% -$173K
VB icon
181
Vanguard Small-Cap ETF
VB
$80.2B
$7.15M 0.1%
46,510
+649
+1% +$99.7K
FCTR icon
182
First Trust Lunt US Factor Rotation ETF
FCTR
$53M
$7.09M 0.1%
279,163
-38,452
-12% -$959K
SBUX icon
183
Starbucks
SBUX
$118B
$7.08M 0.1%
82,427
+18,516
+29% +$1.48M
FPXI icon
184
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$265M
$7.05M 0.1%
+124,055
New +$6.97M
BLV icon
185
Vanguard Long-Term Bond ETF
BLV
$5.81B
$7.03M 0.1%
62,879
+8,221
+15% +$936K
HDV
186
iShares Core High Dividend ETF
HDV
$14.7B
$7.03M 0.1%
436,555
+2,535
+0.6% +$42.2K
AMD icon
187
Advanced Micro Devices
AMD
$741B
$6.84M 0.1%
83,444
+18,987
+29% +$1.41M
MELI icon
188
Mercado Libre
MELI
$94.4B
$6.8M 0.1%
6,285
+2,671
+74% +$2.9M
VOT icon
189
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$6.76M 0.1%
37,501
+3,863
+11% +$681K
MBB icon
190
iShares MBS ETF
MBB
$39.2B
$6.68M 0.1%
60,484
+15,330
+34% +$1.7M
USFR
191
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$6.64M 0.09%
264,561
-12,217
-4% -$307K
AVUV icon
192
Avantis US Small Cap Value ETF
AVUV
$30.5B
$6.64M 0.09%
154,975
-5,997
-4% -$259K
FSKR
193
DELISTED
FS KKR Capital Corp. II
FSKR
$6.61M 0.09%
449,480
-56,990
-11% -$815K
IDXX icon
194
Idexx Laboratories
IDXX
$44.9B
$6.6M 0.09%
16,791
+5,508
+49% +$2.04M
MMM icon
195
3M
MMM
$94.1B
$6.55M 0.09%
48,924
+3,677
+8% +$495K
SPGI icon
196
S&P Global
SPGI
$126B
$6.53M 0.09%
18,113
+4,397
+32% +$1.55M
CSGP icon
197
CoStar Group
CSGP
$12.4B
$6.48M 0.09%
76,350
+26,890
+54% +$2.14M
SKYY icon
198
First Trust Cloud Computing ETF
SKYY
$2.82B
$6.38M 0.09%
81,233
-21,713
-21% -$1.69M
JNK icon
199
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.06B
$6.37M 0.09%
61,060
+19,223
+46% +$2.01M
CWB icon
200
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.52B
$6.36M 0.09%
92,331
-471,663
-84% -$31.3M
6 7
8
9 10

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NC
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FAF
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BBHC
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TAF
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JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
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HNB
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.