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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDT icon
176
Medtronic
MDT
$111B
$4.65M 0.11%
51,533
+2,813
+6% +$299K
FISV
177
Fiserv Inc
FISV
$28.9B
$4.63M 0.11%
48,722
+20,392
+72% +$2.27M
SH icon
178
ProShares Short S&P500
SH
$914M
$4.61M 0.11%
+41,680
New +$4.21M
FLRN icon
179
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$4.51M 0.1%
153,588
-34,822
-18% -$1.05M
CIBR icon
180
First Trust NASDAQ Cybersecurity ETF
CIBR
$14B
$4.49M 0.1%
174,316
+27,296
+19% +$800K
SPDW icon
181
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.6B
$4.46M 0.1%
186,335
+7,635
+4% +$219K
MMM icon
182
3M
MMM
$94.1B
$4.36M 0.1%
38,206
+10,039
+36% +$1.32M
ESGU icon
183
iShares ESG Aware MSCI USA ETF
ESGU
$17.8B
$4.35M 0.1%
+75,611
New +$5.15M
JNK icon
184
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.06B
$4.34M 0.1%
45,820
+5,373
+13% +$564K
MDYG icon
185
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.83B
$4.33M 0.1%
101,012
+61,481
+156% +$3.24M
VFH icon
186
Vanguard Financials ETF
VFH
$13.6B
$4.27M 0.1%
84,197
+76,950
+1,062% +$5.24M
BP icon
187
BP
BP
$107B
$4.26M 0.1%
174,767
+294
+0.2% +$9.51K
XLP icon
188
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$4.19M 0.1%
76,898
+35,551
+86% +$2.16M
IAGG icon
189
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$4.16M 0.1%
76,101
+21,754
+40% +$1.2M
KMB icon
190
Kimberly-Clark
KMB
$37.5B
$4.16M 0.1%
32,552
+2,462
+8% +$341K
OUSA icon
191
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$754M
$4.14M 0.1%
142,783
-27,545
-16% -$943K
PTLC icon
192
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
$4.14M 0.1%
+153,297
New +$4.9M
VBR icon
193
Vanguard Small-Cap Value ETF
VBR
$37.7B
$4.14M 0.1%
46,626
+6,540
+16% +$793K
XLF icon
194
State Street Financial Select Sector SPDR ETF
XLF
$57.4B
$4.13M 0.1%
198,518
-14,836
-7% -$408K
MBB icon
195
iShares MBS ETF
MBB
$39.2B
$4.09M 0.09%
37,026
-48,933
-57% -$5.32M
PDP icon
196
Invesco Dorsey Wright Momentum ETF
PDP
$1.42B
$4.07M 0.09%
75,420
+69,973
+1,285% +$4.38M
DAUG icon
197
FT Vest US Equity Deep Buffer ETF August
DAUG
$369M
$4.07M 0.09%
+145,690
New +$4.36M
IUSV icon
198
iShares Core S&P US Value ETF
IUSV
$27.5B
$4.02M 0.09%
87,126
+29,754
+52% +$1.71M
SBUX icon
199
Starbucks
SBUX
$118B
$4.02M 0.09%
61,168
+24,828
+68% +$2.01M
ABT icon
200
Abbott
ABT
$187B
$4M 0.09%
50,688
+2,778
+6% +$232K
6 7
8
9 10

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NC
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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.