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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
176
Qualcomm
QCOM
$176B
$5.04M 0.11%
57,138
+5,982
+12% +$500K
BABA icon
177
Alibaba
BABA
$269B
$5M 0.11%
23,584
+2,173
+10% +$408K
RTN
178
DELISTED
Raytheon Company
RTN
$5M 0.11%
22,754
+1,411
+7% +$298K
IGOV icon
179
iShares International Treasury Bond ETF
IGOV
$1.34B
$4.95M 0.11%
98,719
+86,870
+733% +$4.36M
SPTI icon
180
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
$4.85M 0.11%
156,747
+4,699
+3% +$146K
VOT icon
181
Vanguard Mid-Cap Growth ETF
VOT
$19B
$4.83M 0.1%
30,404
-1,592
-5% -$243K
BIV icon
182
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$4.82M 0.1%
55,311
+15,176
+38% +$1.33M
EFA icon
183
iShares MSCI EAFE ETF
EFA
$76.4B
$4.77M 0.1%
68,642
+45,109
+192% +$3.05M
MDY icon
184
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$4.74M 0.1%
12,619
+390
+3% +$141K
XLI icon
185
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$4.72M 0.1%
57,938
+36,048
+165% +$2.88M
IRM icon
186
Iron Mountain
IRM
$38.2B
$4.71M 0.1%
147,895
+29,805
+25% +$977K
EZM icon
187
WisdomTree US MidCap Fund
EZM
$937M
$4.69M 0.1%
111,425
-14,904
-12% -$607K
IMCG icon
188
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$4.66M 0.1%
+106,230
New +$4.46M
FXG icon
189
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$4.61M 0.1%
92,147
-6,804
-7% -$329K
MINT icon
190
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$4.57M 0.1%
45,024
+40,242
+842% +$4.09M
PFFD icon
191
Global X US Preferred ETF
PFFD
$2.13B
$4.57M 0.1%
+182,681
New +$4.56M
SKYY icon
192
First Trust Cloud Computing ETF
SKYY
$2.74B
$4.56M 0.1%
75,492
-6,926
-8% -$405K
VGT icon
193
Vanguard Information Technology ETF
VGT
$139B
$4.53M 0.1%
147,912
+77,472
+110% +$2.22M
LOW icon
194
Lowe's Companies
LOW
$116B
$4.52M 0.1%
37,722
+6,887
+22% +$787K
JNK icon
195
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$4.43M 0.1%
40,447
-5,149
-11% -$558K
CIBR icon
196
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$4.42M 0.1%
147,020
-479
-0.3% -$14K
DNL icon
197
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$468M
$4.39M 0.1%
+133,430
New +$4.12M
ARI
198
Apollo Commercial Real Estate
ARI
$887M
$4.37M 0.09%
238,795
+25,986
+12% +$480K
IBND icon
199
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$453M
$4.32M 0.09%
+126,593
New +$4.26M
SPAB icon
200
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$4.28M 0.09%
145,567
+35,556
+32% +$1.05M
6 7
8
9 10

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.