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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRM icon
176
Iron Mountain
IRM
$38.2B
$3.83M 0.11%
118,090
+11,065
+10% +$348K
UNP icon
177
Union Pacific
UNP
$183B
$3.82M 0.11%
23,594
+3,967
+20% +$667K
MMM icon
178
3M
MMM
$89B
$3.62M 0.1%
26,334
-10,773
-29% -$1.51M
HON icon
179
Honeywell
HON
$77.1B
$3.6M 0.1%
22,581
+2,235
+11% +$355K
BABA icon
180
Alibaba
BABA
$269B
$3.58M 0.1%
21,411
-2,068
-9% -$355K
FPE icon
181
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$3.57M 0.1%
181,156
+136,694
+307% +$2.68M
BIV icon
182
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$3.53M 0.1%
40,135
+11,953
+42% +$1.04M
ACWI icon
183
iShares MSCI ACWI ETF
ACWI
$32.6B
$3.51M 0.1%
47,616
+25,596
+116% +$1.88M
XLF icon
184
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$3.49M 0.1%
124,492
+15,328
+14% +$423K
KMB icon
185
Kimberly-Clark
KMB
$36.4B
$3.48M 0.1%
24,517
-7,937
-24% -$1.09M
IEF icon
186
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$3.45M 0.1%
30,696
+5,430
+21% +$606K
KMI icon
187
Kinder Morgan
KMI
$73.1B
$3.44M 0.1%
166,878
+22,308
+15% +$458K
VB icon
188
Vanguard Small-Cap ETF
VB
$79.5B
$3.41M 0.1%
22,170
+3,651
+20% +$566K
LOW icon
189
Lowe's Companies
LOW
$116B
$3.39M 0.1%
30,835
+9,372
+44% +$989K
GIS icon
190
General Mills
GIS
$19.2B
$3.36M 0.1%
61,020
+19,566
+47% +$1.05M
GSK icon
191
GSK
GSK
$103B
$3.29M 0.1%
61,710
-14,032
-19% -$722K
IPAY icon
192
Amplify Mobile Payments ETF
IPAY
$154M
$3.28M 0.09%
70,329
+2,919
+4% +$140K
SPYV icon
193
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$3.26M 0.09%
102,124
+92,640
+977% +$2.92M
SPAB icon
194
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$3.26M 0.09%
110,011
+89,829
+445% +$2.64M
CCI icon
195
Crown Castle
CCI
$32.7B
$3.26M 0.09%
23,428
-8,550
-27% -$1.18M
TGT icon
196
Target
TGT
$62.1B
$3.2M 0.09%
29,960
-4,594
-13% -$437K
PYPL icon
197
PayPal
PYPL
$49.5B
$3.17M 0.09%
30,619
-1,247
-4% -$137K
PEGI
198
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$3.17M 0.09%
117,717
+4,297
+4% +$108K
SPDW icon
199
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$3.15M 0.09%
107,333
+63,070
+142% +$1.83M
SJNK icon
200
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$3.15M 0.09%
116,586
+98,498
+545% +$2.66M
6 7
8
9 10

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NC
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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.