We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-11.24%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$584M
AUM Growth
-$1.23B
Cap. Flow
-$1.09B
Cap. Flow %
-186.37%
Top 10 Hldgs %
18.06%
Holding
642
New
39
Increased
141
Reduced
289
Closed
168

Top Buys

Rank Stock Value
1
RTL
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
+$2.29M
2
WSFS icon
WSFS Financial
WSFS
+$2.18M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.44M
4
MGTX icon
MeiraGTx Holdings
MGTX
+$1.35M
5
FLTB icon
Fidelity Limited Term Bond ETF
FLTB
+$1.3M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$229M
2
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$54.4M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$51.9M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$44.8M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 8.69%
2 Healthcare 6.71%
3 Energy 5.95%
4 Industrials 5.49%
5 Consumer Discretionary 5.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLO icon
176
Valero Energy
VLO
$89.8B
$812K 0.14%
10,825
-9,599
-47% -$843K
IWD icon
177
iShares Russell 1000 Value ETF
IWD
$82B
$804K 0.14%
7,239
+1,401
+24% +$168K
ROST icon
178
Ross Stores
ROST
$76.6B
$788K 0.13%
9,477
-617
-6% -$55.9K
BLK icon
179
Blackrock
BLK
$164B
$781K 0.13%
1,989
-78
-4% -$31.9K
VHT icon
180
Vanguard Health Care ETF
VHT
$18.2B
$779K 0.13%
4,848
-661
-12% -$112K
FHN icon
181
First Horizon
FHN
$12.1B
$768K 0.13%
58,330
+332
+0.6% +$5.17K
IWX icon
182
iShares Russell Top 200 Value ETF
IWX
$4.03B
$765K 0.13%
16,008
-1,013,240
-98% -$51.9M
ITA icon
183
iShares US Aerospace & Defense ETF
ITA
$14.2B
$761K 0.13%
8,806
-3,954
-31% -$381K
AFIF icon
184
Anfield Universal Fixed Income ETF
AFIF
$227M
$754K 0.13%
76,127
+54,643
+254% +$547K
BABA icon
185
Alibaba
BABA
$269B
$742K 0.13%
5,415
-9,782
-64% -$1.45M
KRE icon
186
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$740K 0.13%
15,821
-13,541
-46% -$724K
SJNK icon
187
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$735K 0.13%
28,245
-2,833
-9% -$76.1K
CHRW icon
188
C.H. Robinson
CHRW
$22B
$732K 0.13%
8,708
+213
+3% +$19.1K
IWP icon
189
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$731K 0.13%
12,864
-285,926
-96% -$17.4M
IWM icon
190
iShares Russell 2000 ETF
IWM
$80.9B
$726K 0.12%
5,424
-24,305
-82% -$3.63M
RTX icon
191
RTX Corp
RTX
$287B
$716K 0.12%
10,678
-1,446
-12% -$113K
XLV icon
192
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$699K 0.12%
8,084
-1,293
-14% -$117K
F icon
193
Ford
F
$57.3B
$697K 0.12%
91,173
+38,686
+74% +$345K
FDN icon
194
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$697K 0.12%
5,972
-311
-5% -$38.7K
RIO icon
195
Rio Tinto
RIO
$148B
$695K 0.12%
14,326
-453
-3% -$22.1K
TLT icon
196
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$694K 0.12%
5,710
-259,650
-98% -$30.1M
VNQ icon
197
Vanguard Real Estate ETF
VNQ
$39.9B
$688K 0.12%
9,223
-47,982
-84% -$3.78M
KDMN
198
DELISTED
Kadmon Holdings, Inc.
KDMN
$686K 0.12%
329,860
-183,714
-36% -$463K
FPE icon
199
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$684K 0.12%
38,093
-9,694
-20% -$180K
HPQ icon
200
HP
HPQ
$23.5B
$679K 0.12%
33,199
+1,945
+6% +$45.4K
6 7
8
9 10

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, AE Wealth Management held 642 positions worth $584M, down 68% from $1.82B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management withdrew a net $1.09B in Q4 2018, closing 168 positions and reducing 289 holdings. Its most notable exit was Main Sector Rotation ETF, an estimated $6.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 3.9% a quarter earlier, followed by Healthcare and Energy.

Against the trend, AE Wealth Management opened a new position in WSFS Financial worth $1.96M.

  • AE Wealth Management's largest Q4 2018 buy was WSFS Financial: 51,695 shares worth $1.96M.
  • AE Wealth Management added most to The Necessity Retail REIT, Inc. Class A Common Stock in Q4 2018, an estimated $2.29M increase.
  • AE Wealth Management's biggest Q4 2018 reduction was Vanguard S&P 500 ETF, cutting an estimated $229M.
  • AE Wealth Management fully exited Main Sector Rotation ETF in Q4 2018, selling an estimated $6.58M.
  • AE Wealth Management's ten largest holdings make up 18% of its $584M portfolio in Q4 2018.
  • AE Wealth Management opened 39 new positions and closed 168 in Q4 2018.
  • AE Wealth Management's portfolio value fell 68% quarter-over-quarter to $584M.

Based on AE Wealth Management's 13F filing for Q4 2018, filed 15 Feb 2019.