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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
+$240M
Cap. Flow
+$211M
Cap. Flow %
19.55%
Top 10 Hldgs %
45.76%
Holding
422
New
43
Increased
198
Reduced
143
Closed
24

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$60.1M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$12.3M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.8M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$10.7M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$17.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.82M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.32M
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$2.24M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.13M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.71%
2 Energy 2.64%
3 Industrials 2.43%
4 Technology 2.36%
5 Healthcare 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KIO
176
KKR Income Opportunities Fund
KIO
$450M
$837K 0.08%
46,742
-850
-2% -$14.9K
ORLY icon
177
O'Reilly Automotive
ORLY
$72.4B
$832K 0.08%
57,945
+21,120
+57% +$279K
MINT icon
178
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$831K 0.08%
8,165
-650
-7% -$66.1K
KBE icon
179
State Street SPDR S&P Bank ETF
KBE
$1.64B
$829K 0.08%
18,391
+1,408
+8% +$60.4K
CVS icon
180
CVS Health
CVS
$137B
$819K 0.08%
10,074
-611
-6% -$48.3K
LAMR icon
181
Lamar Advertising Co
LAMR
$16.2B
$818K 0.08%
11,931
+591
+5% +$40K
DVY icon
182
iShares Select Dividend ETF
DVY
$24B
$812K 0.08%
8,666
-1,172
-12% -$108K
WFC icon
183
Wells Fargo
WFC
$261B
$794K 0.07%
14,405
+7,241
+101% +$385K
EMLC icon
184
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.74B
$760K 0.07%
19,800
-1,156
-6% -$44.3K
VGT icon
185
Vanguard Information Technology ETF
VGT
$139B
$758K 0.07%
39,912
+3,840
+11% +$71.1K
PGF icon
186
Invesco Financial Preferred ETF
PGF
$676M
$751K 0.07%
39,576
-1,028
-3% -$19.6K
FTSL icon
187
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$746K 0.07%
15,479
-928
-6% -$44.9K
AZN icon
188
AstraZeneca
AZN
$263B
$745K 0.07%
10,989
-335
-3% -$21.2K
SBUX icon
189
Starbucks
SBUX
$118B
$743K 0.07%
13,826
+7,529
+120% +$417K
VTV icon
190
Vanguard Value ETF
VTV
$189B
$739K 0.07%
7,408
-211
-3% -$20.6K
CLX icon
191
Clorox
CLX
$11.6B
$736K 0.07%
5,582
+693
+14% +$93.1K
BSV icon
192
Vanguard Short-Term Bond ETF
BSV
$44.6B
$728K 0.07%
9,126
-1,325
-13% -$106K
IFLN
193
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
$726K 0.07%
38,047
-3,992
-9% -$75.8K
TTE icon
194
TotalEnergies
TTE
$193B
$711K 0.07%
13,291
-1,669
-11% -$85.8K
ULQ
195
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$704K 0.07%
13,983
+1,325
+10% +$66.7K
DSL
196
DoubleLine Income Solutions Fund
DSL
$1.21B
$701K 0.07%
32,980
+979
+3% +$20.5K
IMMU
197
DELISTED
Immunomedics Inc
IMMU
$699K 0.06%
50,000
– –
VDE icon
198
Vanguard Energy ETF
VDE
$10.1B
$691K 0.06%
7,386
-1,478
-17% -$131K
ETJ
199
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$684K 0.06%
72,553
+4,955
+7% +$46.6K
COST icon
200
Costco
COST
$415B
$681K 0.06%
4,142
+548
+15% +$86.1K
6 7
8
9 10

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NC
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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2017 Portfolio in Review

As of Q3 2017, AE Wealth Management held 422 positions worth $1.08B, up 29% from $838M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

AE Wealth Management deployed $211M of net new capital in Q3 2017, opening 43 new positions and adding to 198 existing holdings. Its largest new stake was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.7% of assets, down from 3.4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $17.8M trimmed.

  • AE Wealth Management's largest Q3 2017 buy was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.
  • AE Wealth Management added most to Vanguard S&P 500 ETF in Q3 2017, an estimated $60.1M increase.
  • AE Wealth Management's biggest Q3 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $17.8M.
  • AE Wealth Management fully exited ProShares Ultra S&P500 in Q3 2017, selling an estimated $2.13M.
  • AE Wealth Management's ten largest holdings make up 46% of its $1.08B portfolio in Q3 2017.
  • AE Wealth Management opened 43 new positions and closed 24 in Q3 2017.
  • AE Wealth Management's portfolio value rose 29% quarter-over-quarter to $1.08B.

Based on AE Wealth Management's 13F filing for Q3 2017, filed 8 Nov 2017.