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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATI icon
1951
ATI
ATI
$25.3B
– –
-5,003
Closed -$221K
AVB icon
1952
AvalonBay Communities
AVB
$27.4B
– –
-3,763
Closed -$712K
AX icon
1953
Axos Financial
AX
$5.65B
– –
-13,735
Closed -$542K
AZZ icon
1954
AZZ Inc
AZZ
$4.42B
– –
-4,641
Closed -$202K
BCI icon
1955
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.92B
– –
-30,333
Closed -$612K
BCX icon
1956
BlackRock Resources & Commodities Strategy Trust
BCX
$892M
– –
-10,677
Closed -$96.8K
BEP icon
1957
Brookfield Renewable
BEP
$9.67B
– –
-19,291
Closed -$569K
BGT icon
1958
BlackRock Floating Rate Income Trust
BGT
$322M
– –
-252,065
Closed -$2.94M
BNGO icon
1959
Bionano Genomics
BNGO
$12.5M
– –
-23
Closed -$8.28K
BSJP
1960
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
– –
-12,296
Closed -$277K
BWX icon
1961
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
– –
-39,874
Closed -$899K
CALX icon
1962
Calix
CALX
$2.35B
– –
-12,418
Closed -$620K
CARG icon
1963
CarGurus
CARG
$3.27B
– –
-23,888
Closed -$541K
CBRL icon
1964
Cracker Barrel
CBRL
$1.17B
– –
-2,696
Closed -$251K
CGGR icon
1965
Capital Group Growth ETF
CGGR
$23.7B
– –
-13,186
Closed -$333K
CHCO icon
1966
City Holding Co
CHCO
$2.04B
– –
-5,815
Closed -$523K
CHWY icon
1967
Chewy
CHWY
$9.35B
– –
-7,931
Closed -$313K
CNI icon
1968
Canadian National Railway
CNI
$78.2B
– –
-1,830
Closed -$222K
COHU icon
1969
Cohu
COHU
$2.01B
– –
-12,971
Closed -$539K
VISN
1970
Vistance Networks Inc
VISN
$2.64B
– –
-95,391
Closed -$537K
COPX icon
1971
Global X Copper Miners ETF NEW
COPX
$7.07B
– –
-5,576
Closed -$210K
CTRE icon
1972
CareTrust REIT
CTRE
$10.2B
– –
-13,956
Closed -$277K
CTSO icon
1973
Cytosorbents Corp
CTSO
$23.4M
– –
-13,783
Closed -$49.5K
DBA icon
1974
Invesco DB Agriculture Fund
DBA
$1.24B
– –
-122,524
Closed -$2.58M
DEED icon
1975
First Trust Securitized Plus ETF
DEED
$80.2M
– –
-99,348
Closed -$2.12M
77 78
79
80 81

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.