We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WKHS icon
1926
Workhorse Group
WKHS
$32.4M
$7.38K ﹤0.01%
6
-1
-14% -$2.57K
CANO
1927
DELISTED
Cano Health, Inc.
CANO
$5.07K ﹤0.01%
200
-50
-20% -$4.11K
UAVS icon
1928
AgEagle Aerial Systems
UAVS
$41M
$5.05K ﹤0.01%
+30
New +$6.18K
HYMC icon
1929
Hycroft Mining Holding Corp
HYMC
$1.84B
$4.35K ﹤0.01%
1,457
– –
AUROW
1930
Aurora Innovation Warrant
AUROW
$386M
$4.04K ﹤0.01%
+12,629
New +$6.21K
NAK
1931
Northern Dynasty Minerals
NAK
$812M
$3.55K ﹤0.01%
10,922
+400
+4% +$113
LIDR icon
1932
AEye
LIDR
$49.6M
$3.44K ﹤0.01%
547
+157
+40% +$1.26K
AAU
1933
DELISTED
Almaden Minerals Ltd
AAU
$3.31K ﹤0.01%
22,569
+69
+0.3% +$9
BCLI
1934
DELISTED
BRAINSTORM CELL THERAPUTC
BCLI
$2.89K ﹤0.01%
+961
New +$21.9K
LEV.WS
1935
DELISTED
The Lion Electric Company Redeemable Warrants, each whole warrant entitles the holder to purchase one Common Share at a price of $11.50 per share
LEV.WS
$1.59K ﹤0.01%
+10,300
New +$2.02K
EPD icon
1936
CALL
Enterprise Products Partners
EPD
$83.6B
$1.4K ﹤0.01%
+23,000
New +$615K
GDX icon
1937
CALL
VanEck Gold Miners ETF
GDX
$22.7B
$400 ﹤0.01%
+10,000
New +$295K
TLT icon
1938
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$43.1B
$200 ﹤0.01%
+20,000
New +$1.92M
AGEN
1939
Agenus
AGEN
$275M
– –
-525
Closed -$16.8K
AIQ icon
1940
Global X Artificial Intelligence & Technology ETF
AIQ
$9.09B
– –
-16,843
Closed -$471K
AIRG icon
1941
Airgain
AIRG
$71.9M
– –
-13,427
Closed -$72.5K
ALKS icon
1942
Alkermes
ALKS
$8.42B
– –
-15,230
Closed -$477K
AMC icon
1943
AMC Entertainment Holdings
AMC
$2.38B
– –
-1,195
Closed -$52.6K
AMN icon
1944
AMN Healthcare
AMN
$1.35B
– –
-1,900
Closed -$207K
AMWD
1945
DELISTED
American Woodmark
AMWD
– –
-6,953
Closed -$531K
APRT icon
1946
AllianzIM U.S. Equity Buffer10 Apr ETF
APRT
$46M
– –
-152,513
Closed -$4.79M
ARI
1947
Apollo Commercial Real Estate
ARI
$881M
– –
-58,377
Closed -$661K
ARR
1948
Armour Residential REIT
ARR
$2.04B
– –
-4,277
Closed -$114K
ASND icon
1949
Ascendis Pharma A/S
ASND
$16.7B
– –
-5,923
Closed -$529K
ASO icon
1950
Academy Sports + Outdoors
ASO
$3.13B
– –
-7,134
Closed -$386K
76 77
78
79 80

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.