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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENZ
1901
DELISTED
Enzo Biochem, Inc.
ENZ
$28K ﹤0.01%
20,000
– –
BEAT icon
1902
Heartbeam
BEAT
$29.3M
$27.9K ﹤0.01%
12,983
– –
CIG icon
1903
CEMIG Preferred Shares
CIG
$6.21B
$26.6K ﹤0.01%
14,291
-254,106
-95% -$491K
CRON
1904
Cronos Group
CRON
$1.06B
$26.4K ﹤0.01%
13,200
-345
-3% -$674
MLSS icon
1905
Milestone Scientific
MLSS
$38M
$25.7K ﹤0.01%
+27,936
New +$29.4K
GLDG
1906
GoldMining Inc
GLDG
$179M
$24.2K ﹤0.01%
30,793
+15,800
+105% +$13.8K
NGD
1907
DELISTED
New Gold Inc
NGD
$23.9K ﹤0.01%
26,295
– –
DHY
1908
Credit Suisse High Yield Credit Fund
DHY
$239M
$23.5K ﹤0.01%
12,488
+700
+6% +$1.32K
FCEL icon
1909
FuelCell Energy
FCEL
$1.57B
$22.2K ﹤0.01%
578
+49
+9% +$2.56K
XXII
1910
22nd Century Group
XXII
$1.36M
– –
0
– –
REAX icon
1911
Real Brokerage
REAX
$375M
$21.6K ﹤0.01%
+14,920
New +$26K
EGIO
1912
DELISTED
Edgio, Inc. Common Stock
EGIO
$20.3K ﹤0.01%
596
– –
PAYS icon
1913
Paysign
PAYS
$510M
$19.5K ﹤0.01%
+10,000
New +$20.6K
URG
1914
Ur-Energy
URG
$481M
$19.4K ﹤0.01%
12,625
-175
-1% -$213
BFLY icon
1915
Butterfly Network
BFLY
$1.88B
$18.9K ﹤0.01%
16,025
+893
+6% +$1.73K
LCTX icon
1916
Lineage Cell Therapeutics
LCTX
$267M
$18.3K ﹤0.01%
+15,543
New +$21.1K
TELL
1917
DELISTED
Tellurian Inc.
TELL
$16.5K ﹤0.01%
14,191
-1,110
-7% -$1.51K
CCO icon
1918
Clear Channel Outdoor Holdings
CCO
$1.23B
$15.8K ﹤0.01%
10,022
+15
+0.1% +$23
ACB
1919
Aurora Cannabis
ACB
$168M
$15.7K ﹤0.01%
2,680
+28
+1% +$163
SENS icon
1920
Senseonics Holdings Inc
SENS
$256M
$15.1K ﹤0.01%
1,247
+160
+15% +$2.21K
ALPP
1921
DELISTED
Alpine 4 Holdings Inc
ALPP
$13.6K ﹤0.01%
18,754
– –
STEX
1922
Streamex Corp
STEX
$76.1M
$13.1K ﹤0.01%
2,670
+670
+34% +$5.03K
TIO
1923
DELISTED
Tingo Group, Inc. Common Stock
TIO
$11K ﹤0.01%
10,696
-166,542
-94% -$210K
AMRN
1924
Amarin Corp
AMRN
$293M
$9.43K ﹤0.01%
512
– –
ICCM icon
1925
IceCure Medical
ICCM
$9.56M
$8.1K ﹤0.01%
500
+167
+50% +$5.25K
75 76
77
78 79

Similar funds

SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.