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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OIA icon
1876
Invesco Municipal Income Opportunities Trust
OIA
$293M
$59K ﹤0.01%
10,151
– –
TLRY icon
1877
Tilray
TLRY
$498M
$53K ﹤0.01%
2,217
-378
-15% -$8.92K
ACHR icon
1878
Archer Aviation
ACHR
$3.68B
$52.9K ﹤0.01%
+10,455
New +$60K
GALT icon
1879
Galectin Therapeutics
GALT
$223M
$51.5K ﹤0.01%
26,841
+11,300
+73% +$18.6K
FTHM icon
1880
Fathom Holdings
FTHM
$28.5M
$50.9K ﹤0.01%
12,472
– –
IGD
1881
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$510M
$50.9K ﹤0.01%
+10,380
New +$52.7K
IOVA icon
1882
Iovance Biotherapeutics
IOVA
$2.1B
$47.7K ﹤0.01%
+10,477
New +$68.4K
VXRT
1883
DELISTED
Vaxart
VXRT
$46.8K ﹤0.01%
62,113
+39,987
+181% +$30.4K
BDTX icon
1884
Black Diamond Therapeutics
BDTX
$101M
$45.7K ﹤0.01%
15,935
+15
+0.1% +$55
LUMN icon
1885
Lumen
LUMN
$6.38B
$44.5K ﹤0.01%
31,353
-222,923
-88% -$377K
DNA icon
1886
Ginkgo Bioworks
DNA
$503M
$42.8K ﹤0.01%
591
-3
-0.5% -$240
EQX icon
1887
Equinox Gold
EQX
$7.22B
$42.6K ﹤0.01%
10,077
-305
-3% -$1.47K
EVAX
1888
Evaxion A/S
EVAX
$23.4M
$40.5K ﹤0.01%
+973
New +$49K
GOEV
1889
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$39.9K ﹤0.01%
177
+51
+40% +$12.9K
BRCC icon
1890
BRC Inc
BRCC
$118M
$38.5K ﹤0.01%
10,725
-1,520
-12% -$6.7K
DHF
1891
BNY Mellon High Yield Strategies Fund
DHF
$171M
$33.6K ﹤0.01%
15,724
-45
-0.3% -$100
OXSQ icon
1892
Oxford Square Capital
OXSQ
$147M
$32.3K ﹤0.01%
10,747
+6
+0.1% +$18
AXTI icon
1893
AXT Inc
AXTI
$2.8B
$32.3K ﹤0.01%
13,464
+53
+0.4% +$140
EXK
1894
Endeavour Silver
EXK
$2.29B
$32.1K ﹤0.01%
13,229
+689
+5% +$2.03K
AMLI
1895
DELISTED
American Lithium Corp. Common Stock
AMLI
$31.1K ﹤0.01%
21,736
+3,390
+18% +$5.52K
FARM
1896
DELISTED
Farmer Brothers
FARM
$31.1K ﹤0.01%
+12,038
New +$31.5K
DYAI icon
1897
Dyadic International
DYAI
$38.6M
$30.6K ﹤0.01%
15,956
-2,400
-13% -$4.47K
CGC
1898
Canopy Growth
CGC
$377M
$30.6K ﹤0.01%
3,910
-27
-0.7% -$165
GOL
1899
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$30.2K ﹤0.01%
11,011
+9
+0.1% +$32
HSCS icon
1900
Heart Test Laboratories
HSCS
$7.44M
$29.7K ﹤0.01%
696
-411
-37% -$31.9K
74 75
76
77 78

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.