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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACCD
1801
DELISTED
Accolade Inc
ACCD
– –
-24,425
Closed -$1.03M
AAN
1802
DELISTED
The Aaron's Company Inc
AAN
– –
-22,352
Closed -$616K
CONN
1803
DELISTED
Conn's Inc.
CONN
– –
-30,735
Closed -$702K
SIX
1804
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-15,626
Closed -$664K
WTER
1805
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
– –
-681
Closed -$16K
XM
1806
DELISTED
Qualtrics International Inc. Class A Common Stock
XM
– –
-15,607
Closed -$667K
ACOR
1807
DELISTED
Acorda Therapeutics
ACOR
– –
-2,023
Closed -$186K
EWSC
1808
DELISTED
Invesco S&P SmallCap 600 Equal Weight ETF
EWSC
– –
-33,034
Closed -$2.67M
ZEN
1809
DELISTED
ZENDESK INC
ZEN
– –
-1,951
Closed -$227K
FLGE
1810
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
– –
-573
Closed -$403K
KSU
1811
DELISTED
Kansas City Southern
KSU
– –
-2,671
Closed -$723K
PCI
1812
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-13,281
Closed -$281K
CXP
1813
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-10,611
Closed -$202K
CVA
1814
DELISTED
Covanta Holding Corporation
CVA
– –
-53,047
Closed -$1.07M
RPAI
1815
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-31,152
Closed -$401K
XEC
1816
DELISTED
CIMAREX ENERGY CO
XEC
– –
-3,258
Closed -$284K
ALTA
1817
DELISTED
Altabancorp
ALTA
– –
-12,982
Closed -$573K
VER
1818
DELISTED
VEREIT, Inc.
VER
– –
-18,131
Closed -$820K
IBDM
1819
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
– –
-110,146
Closed -$2.72M
ENV
1820
DELISTED
ENVESTNET, INC.
ENV
– –
-8,249
Closed -$662K
69 70 71 72
73

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.