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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLX icon
1776
VanEck Steel ETF
SLX
$167M
$204K ﹤0.01%
+3,109
New +$207K
KWR icon
1777
Quaker Houghton
KWR
$2.67B
$204K ﹤0.01%
+1,272
New +$227K
FNB icon
1778
FNB Corp
FNB
$6.81B
$203K ﹤0.01%
+18,840
New +$222K
XBJL icon
1779
Innovator US Equity Accelerated 9 Buffer ETF July
XBJL
$73.9M
$203K ﹤0.01%
+7,145
New +$207K
XHR
1780
Xenia Hotels & Resorts
XHR
$2.01B
$203K ﹤0.01%
17,215
-2,445
-12% -$29.5K
TPL icon
1781
Texas Pacific Land
TPL
$26.9B
$202K ﹤0.01%
999
-396
-28% -$74.7K
TAN icon
1782
Invesco Solar ETF
TAN
$1.41B
$201K ﹤0.01%
3,879
-277
-7% -$17.1K
EFSC icon
1783
Enterprise Financial Services Corp
EFSC
$2.42B
$200K ﹤0.01%
5,339
+16
+0.3% +$638
NS
1784
DELISTED
NuStar Energy L.P.
NS
$200K ﹤0.01%
11,472
+1,303
+13% +$22.2K
NAD icon
1785
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$200K ﹤0.01%
19,717
-7,270
-27% -$79.1K
GAP
1786
The Gap Inc
GAP
$7.28B
$199K ﹤0.01%
+18,739
New +$191K
RPAR icon
1787
RPAR Risk Parity ETF
RPAR
$574M
$199K ﹤0.01%
11,363
-41,499
-79% -$775K
PEY icon
1788
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$197K ﹤0.01%
10,289
-32
-0.3% -$638
REVG
1789
DELISTED
REV Group
REVG
$197K ﹤0.01%
+12,316
New +$168K
HYEM icon
1790
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$196K ﹤0.01%
10,999
-18,759
-63% -$338K
PSQH icon
1791
PSQ Holdings
PSQH
$12.4M
$195K ﹤0.01%
+1,430
New +$255K
MJ icon
1792
Amplify Alternative Harvest ETF
MJ
$98.2M
$195K ﹤0.01%
4,443
-500
-10% -$20.2K
TTI icon
1793
TETRA Technologies
TTI
$1.07B
$191K ﹤0.01%
+29,870
New +$154K
RMM
1794
RiverNorth Managed Duration Municipal Income Fund
RMM
$284M
$190K ﹤0.01%
13,855
– –
EGAN icon
1795
eGain
EGAN
$190M
$189K ﹤0.01%
+30,833
New +$208K
RVT icon
1796
Royce Value Trust
RVT
$2.22B
$187K ﹤0.01%
+14,561
New +$199K
JRI icon
1797
Nuveen Real Asset Income & Growth Fund
JRI
$354M
$184K ﹤0.01%
17,284
-9,982
-37% -$112K
MMU
1798
Western Asset Managed Municipals Fund
MMU
$549M
$181K ﹤0.01%
20,300
+1,582
+8% +$15.3K
NOK icon
1799
Nokia
NOK
$49.9B
$180K ﹤0.01%
48,136
+3,530
+8% +$13.9K
SMB icon
1800
VanEck Short Muni ETF
SMB
$312M
$179K ﹤0.01%
10,731
– –
70 71
72
73 74

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.