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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1776
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$781B
– –
-147,400
Closed -$7.92M
SPY icon
1777
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$781B
– –
-81,300
Closed -$322K
ST icon
1778
Sensata Technologies
ST
$6.75B
– –
-11,892
Closed -$651K
TDS icon
1779
Telephone and Data Systems
TDS
$3.83B
– –
-10,493
Closed -$205K
TIPX icon
1780
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.01B
– –
-81,489
Closed -$1.72M
TOL icon
1781
Toll Brothers
TOL
$14.1B
– –
-6,103
Closed -$337K
TRIP icon
1782
TripAdvisor
TRIP
$1.66B
– –
-13,137
Closed -$445K
TRMB icon
1783
CALL
Trimble
TRMB
$13B
– –
-600
Closed -$1K
TSLA icon
1784
PUT
Tesla
TSLA
$1.22T
– –
-6,000
Closed -$60K
UAL icon
1785
CALL
United Airlines
UAL
$39.1B
– –
-3,500
Closed -$4K
ULST icon
1786
State Street Ultra Short Term Bond ETF
ULST
$527M
– –
-33,386
Closed -$1.35M
UNH icon
1787
PUT
UnitedHealth
UNH
$379B
– –
-9,000
Closed -$48K
USO icon
1788
CALL
United States Oil Fund
USO
$2.07B
– –
-1,000
Closed -$2K
VECO icon
1789
Veeco
VECO
$2.96B
– –
-28,495
Closed -$633K
VLO icon
1790
CALL
Valero Energy
VLO
$90.5B
– –
-1,400
Closed -$5K
VSGX icon
1791
Vanguard ESG International Stock ETF
VSGX
$6.47B
– –
-4,402
Closed -$272K
VTHR icon
1792
Vanguard Russell 3000 ETF
VTHR
$4.63B
– –
-1,263
Closed -$250K
WING icon
1793
Wingstop
WING
$3.74B
– –
-4,161
Closed -$682K
XLU icon
1794
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
– –
-800
Closed -$1K
XLY icon
1795
CALL
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.6B
– –
-1,400
Closed -$4K
XYL icon
1796
Xylem
XYL
$28.6B
– –
-21,296
Closed -$2.63M
YETI icon
1797
Yeti Holdings
YETI
$3.86B
– –
-2,894
Closed -$248K
Z icon
1798
Zillow
Z
$7.32B
– –
-16,111
Closed -$1.42M
GAP
1799
The Gap Inc
GAP
$7.07B
– –
-26,411
Closed -$600K
SGI
1800
Somnigroup International
SGI
$15.3B
– –
-14,225
Closed -$660K
69 70 71
72
73

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.