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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.5B
AUM Growth
+$1.71B
Cap. Flow
+$1.08B
Cap. Flow %
6.97%
Top 10 Hldgs %
18.75%
Holding
2,042
New
231
Increased
922
Reduced
677
Closed
176

Top Buys

Rank Stock Value
1
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$151M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$141M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$87.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.4M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$45.7M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$107M
2
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$92.3M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$58.5M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$31.9M
5
MOHR
Mohr Growth ETF
MOHR
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 8.52%
2 Financials 4.7%
3 Healthcare 3.73%
4 Consumer Discretionary 3.41%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIVN icon
1751
Rivian
RIVN
$23.8B
$179K ﹤0.01%
11,542
-125
-1% -$2.11K
TROX icon
1752
Tronox
TROX
$938M
$169K ﹤0.01%
11,737
-731
-6% -$11.3K
BDJ icon
1753
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.72B
$168K ﹤0.01%
19,540
+2
+0% +$18
PGF icon
1754
Invesco Financial Preferred ETF
PGF
$674M
$166K ﹤0.01%
11,442
-926
-7% -$14.2K
OSBC icon
1755
Old Second Bancorp
OSBC
$1.29B
$165K ﹤0.01%
11,768
+402
+4% +$6.41K
NEOV icon
1756
NeoVolta
NEOV
$109M
$162K ﹤0.01%
63,289
+9,324
+17% +$23.2K
MARA icon
1757
Marathon Digital Holdings
MARA
$4.09B
$157K ﹤0.01%
18,005
+5,202
+41% +$36.3K
AFCG
1758
AFC Gamma
AFCG
$60.2M
$156K ﹤0.01%
18,730
+3,487
+23% +$35.5K
HYI
1759
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
$154K ﹤0.01%
12,837
-127
-1% -$1.56K
NXP icon
1760
Nuveen Select Tax-Free Income Portfolio
NXP
$899M
$152K ﹤0.01%
10,641
+2
+0% +$29
HSCS icon
1761
Heart Test Laboratories
HSCS
$6.32M
$148K ﹤0.01%
1,495
-47
-3% -$6.35K
BRSP
1762
BrightSpire Capital
BRSP
$668M
$145K ﹤0.01%
24,540
-199
-0.8% -$1.36K
AFIF icon
1763
Anfield Universal Fixed Income ETF
AFIF
$227M
$142K ﹤0.01%
16,158
+1,880
+13% +$16.6K
HYT icon
1764
BlackRock Corporate High Yield Fund
HYT
$1.35B
$142K ﹤0.01%
16,250
+5,731
+54% +$51.1K
JFR icon
1765
Nuveen Floating Rate Income Fund
JFR
$1.23B
$141K ﹤0.01%
17,250
-1,364
-7% -$11.4K
BATT icon
1766
Amplify Lithium & Battery Technology ETF
BATT
$112M
$132K ﹤0.01%
+10,279
New +$133K
JPS
1767
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$130K ﹤0.01%
20,185
-8,128
-29% -$57.3K
RQI icon
1768
Cohen & Steers Quality Income Realty Fund
RQI
$1.72B
$129K ﹤0.01%
10,822
+652
+6% +$8.16K
DMA
1769
Destra Multi-Alternative Fund
DMA
$67.6M
$128K ﹤0.01%
21,343
+4,110
+24% +$27.3K
FMNB icon
1770
Farmers National Banc Corp
FMNB
$944M
$128K ﹤0.01%
10,161
– –
MAC icon
1771
Macerich
MAC
$7.46B
$127K ﹤0.01%
11,943
-747
-6% -$8.87K
NWL icon
1772
Newell Brands
NWL
$2.16B
$126K ﹤0.01%
+10,101
New +$142K
LCID icon
1773
Lucid Motors
LCID
$3.09B
$125K ﹤0.01%
1,560
+151
+11% +$13.4K
GUT
1774
Gabelli Utility Trust
GUT
$567M
$125K ﹤0.01%
+17,906
New +$127K
FTF
1775
Franklin Limited Duration Income Trust
FTF
$232M
$124K ﹤0.01%
20,119
-1,810
-8% -$11.5K
69 70
71
72 73

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, AE Wealth Management held 2,042 positions worth $15.5B, up 12% from $13.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $1.08B of net new capital in Q1 2023, opening 231 new positions and adding to 922 existing holdings. Its largest new stake was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $107M trimmed.

  • AE Wealth Management's largest Q1 2023 buy was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.
  • AE Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q1 2023, an estimated $141M increase.
  • AE Wealth Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $107M.
  • AE Wealth Management fully exited First Trust NASDAQ ABA Community Bank Index Fund in Q1 2023, selling an estimated $10.2M.
  • AE Wealth Management's ten largest holdings make up 19% of its $15.5B portfolio in Q1 2023.
  • AE Wealth Management opened 231 new positions and closed 176 in Q1 2023.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $15.5B.

Based on AE Wealth Management's 13F filing for Q1 2023, filed 14 Apr 2023.