We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NZF icon
1751
Nuveen Municipal Credit Income Fund
NZF
$2.4B
– –
-10,845
Closed -$181K
OGIG icon
1752
ALPS O'Shares Global Internet Giants ETF
OGIG
$100M
– –
-4,537
Closed -$240K
PCTY icon
1753
Paylocity
PCTY
$7.08B
– –
-2,377
Closed -$667K
PG icon
1754
PUT
Procter & Gamble
PG
$346B
– –
-6,900
Closed -$19K
PLAY icon
1755
Dave & Buster's
PLAY
$354M
– –
-16,279
Closed -$624K
PRTA icon
1756
Prothena Corp
PRTA
$460M
– –
-8,670
Closed -$618K
PSLV icon
1757
Sprott Physical Silver Trust
PSLV
$12B
– –
-11,890
Closed -$91K
PTON icon
1758
Peloton Interactive
PTON
$2.68B
– –
-20,998
Closed -$1.83M
PVH icon
1759
PVH
PVH
$3.83B
– –
-6,014
Closed -$618K
PZZA icon
1760
Papa John's
PZZA
$1.02B
– –
-5,526
Closed -$702K
QLD icon
1761
ProShares Ultra QQQ
QLD
$12.4B
– –
-18,928
Closed -$689K
QLTA icon
1762
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.24B
– –
-44,442
Closed -$2.5M
QQQX icon
1763
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
– –
-9,276
Closed -$263K
RCL icon
1764
CALL
Royal Caribbean
RCL
$78.5B
– –
-1,200
Closed -$10K
RKT icon
1765
Rocket Companies
RKT
$37.7B
– –
-12,693
Closed -$204K
ROOT icon
1766
Root
ROOT
$955M
– –
-702
Closed -$67K
ROST icon
1767
CALL
Ross Stores
ROST
$77.4B
– –
-600
Closed -$1K
RUN icon
1768
Sunrun
RUN
$2.35B
– –
-8,741
Closed -$385K
RXT icon
1769
Rackspace Technology
RXT
$967M
– –
-85,675
Closed -$1.22M
SAN icon
1770
Banco Santander
SAN
$199B
– –
-14,185
Closed -$51K
SCHC icon
1771
Schwab International Small-Cap Equity ETF
SCHC
$5.35B
– –
-7,144
Closed -$297K
SCHI icon
1772
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.5B
– –
-14,742
Closed -$385K
SHY icon
1773
PUT
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
– –
-5,200
Closed -$1K
SINT icon
1774
SiNtx Technologies
SINT
$9.22M
– –
-1
Closed -$32K
SJNK icon
1775
PUT
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
– –
-104,000
Closed -$21K
69 70
71
72 73

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.