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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.5B
AUM Growth
+$1.71B
Cap. Flow
+$1.08B
Cap. Flow %
6.97%
Top 10 Hldgs %
18.75%
Holding
2,042
New
231
Increased
922
Reduced
677
Closed
176

Top Buys

Rank Stock Value
1
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$151M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$141M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$87.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.4M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$45.7M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$107M
2
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$92.3M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$58.5M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$31.9M
5
MOHR
Mohr Growth ETF
MOHR
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 8.52%
2 Financials 4.7%
3 Healthcare 3.73%
4 Consumer Discretionary 3.41%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPF icon
1726
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
$207K ﹤0.01%
+4,103
New +$234K
CRSP icon
1727
CRISPR Therapeutics
CRSP
$4.72B
$207K ﹤0.01%
+4,569
New +$222K
JCPB icon
1728
JPMorgan Core Plus Bond ETF
JCPB
$13.9B
$207K ﹤0.01%
+4,358
New +$205K
RGLD icon
1729
Royal Gold
RGLD
$16.5B
$206K ﹤0.01%
+1,589
New +$196K
MNA icon
1730
IQ ARB Merger Arbitrage ETF
MNA
$252M
$206K ﹤0.01%
6,514
-2,156
-25% -$67.7K
DFIN icon
1731
Donnelley Financial Solutions
DFIN
$1.34B
$205K ﹤0.01%
+5,022
New +$214K
PRPL icon
1732
Purple Innovation
PRPL
$35M
$205K ﹤0.01%
3,109
-3
-0.1% -$335
XRT icon
1733
State Street SPDR S&P Retail ETF
XRT
$460M
$205K ﹤0.01%
+3,232
New +$212K
DLN icon
1734
WisdomTree US LargeCap Dividend Fund
DLN
$6.27B
$205K ﹤0.01%
+3,313
New +$206K
LPLA icon
1735
LPL Financial
LPLA
$27.1B
$205K ﹤0.01%
+1,012
New +$231K
SCCO icon
1736
Southern Copper
SCCO
$138B
$205K ﹤0.01%
2,896
-55,894
-95% -$3.8M
KRE icon
1737
State Street SPDR S&P Regional Banking ETF
KRE
$4.51B
$204K ﹤0.01%
4,653
-5,141
-52% -$292K
NAPR icon
1738
Innovator Growth-100 Power Buffer ETF April
NAPR
$207M
$204K ﹤0.01%
+5,239
New +$193K
FTV icon
1739
Fortive
FTV
$18.6B
$201K ﹤0.01%
+3,919
New +$197K
MGA icon
1740
Magna International
MGA
$18.9B
$201K ﹤0.01%
3,757
-569
-13% -$32.9K
NFG icon
1741
National Fuel Gas
NFG
$7.8B
$200K ﹤0.01%
3,470
-59
-2% -$3.42K
QVCGA
1742
DELISTED
QVC Group Inc Series A
QVCGA
$200K ﹤0.01%
4,048
-47
-1% -$4.22K
IPWR icon
1743
Ideal Power
IPWR
$61.9M
$194K ﹤0.01%
18,530
-370
-2% -$4.3K
EAD
1744
Allspring Income Opportunities Fund
EAD
$373M
$191K ﹤0.01%
30,146
-8,501
-22% -$55.9K
FLG
1745
Flagstar Bank National Association
FLG
$5.83B
$190K ﹤0.01%
6,999
-2,604
-27% -$70.5K
ETV
1746
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$188K ﹤0.01%
14,895
-293
-2% -$3.75K
MUA icon
1747
BlackRock MuniAssets Fund
MUA
$518M
$188K ﹤0.01%
17,848
-899
-5% -$9.74K
AG icon
1748
First Majestic Silver
AG
$7.47B
$185K ﹤0.01%
25,625
-1,882
-7% -$13.9K
HEP
1749
DELISTED
Holly Energy Partners, L.P.
HEP
$183K ﹤0.01%
10,521
+150
+1% +$2.76K
SMB icon
1750
VanEck Short Muni ETF
SMB
$312M
$182K ﹤0.01%
10,731
-41
-0.4% -$693
68 69
70
71 72

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, AE Wealth Management held 2,042 positions worth $15.5B, up 12% from $13.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $1.08B of net new capital in Q1 2023, opening 231 new positions and adding to 922 existing holdings. Its largest new stake was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $107M trimmed.

  • AE Wealth Management's largest Q1 2023 buy was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.
  • AE Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q1 2023, an estimated $141M increase.
  • AE Wealth Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $107M.
  • AE Wealth Management fully exited First Trust NASDAQ ABA Community Bank Index Fund in Q1 2023, selling an estimated $10.2M.
  • AE Wealth Management's ten largest holdings make up 19% of its $15.5B portfolio in Q1 2023.
  • AE Wealth Management opened 231 new positions and closed 176 in Q1 2023.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $15.5B.

Based on AE Wealth Management's 13F filing for Q1 2023, filed 14 Apr 2023.