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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SASR
1726
DELISTED
Sandy Spring Bancorp Inc
SASR
– –
-6,829
Closed -$301K
SRCL
1727
DELISTED
Stericycle Inc
SRCL
– –
-19,219
Closed -$1.38M
MOON
1728
DELISTED
Direxion Moonshot Innovators ETF
MOON
– –
-7,732
Closed -$283K
CYBE
1729
DELISTED
Cyberoptics Corp
CYBE
– –
-4,901
Closed -$201K
MNDT
1730
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-31,915
Closed -$645K
RTLR
1731
DELISTED
Rattler Midstream LP Common Units
RTLR
– –
-31,630
Closed -$345K
APTS
1732
DELISTED
Preferred Apartment Communities, Inc.
APTS
– –
-12,402
Closed -$121K
POTX
1733
DELISTED
Global X Cannabis ETF
POTX
– –
-5,778
Closed -$478K
ZNGA
1734
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-31,414
Closed -$334K
KCAC
1735
DELISTED
Kensington Capital Acquisition Corp. II
KCAC
– –
-7,416
Closed -$217K
MXIM
1736
DELISTED
Maxim Integrated Products
MXIM
– –
-5,655
Closed -$596K
DEFA
1737
DELISTED
iShares Adaptive Currency Hedged MSCI EAFE ETF
DEFA
– –
-110,836
Closed -$3.67M
BPYU
1738
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
– –
-10,992
Closed -$208K
ALSK
1739
DELISTED
Alaska Communications Systems
ALSK
– –
-20,000
Closed -$67K
WORK
1740
DELISTED
Slack Technologies, Inc.
WORK
– –
-20,572
Closed -$911K
ZOM
1741
DELISTED
Zomedica Corp.
ZOM
– –
-15,822
Closed -$13K
GAB.RT
1742
DELISTED
The Gabelli Equity Trust Inc. Rights (expiring July 14, 2021)
GAB.RT
– –
-10,980
Closed -$1K
66 67 68 69
70

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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.