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AWM
AE Wealth Management Portfolio holdings
AUM
$18.5B
1-Year Est. Return
19.51%
This Fund
S&P 500
This Quarter
Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
(+0.59%)
Cap. Flow
+$705M
Cap. Flow
% of AUM
4.22%
Top 10 Holdings %
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Janus Henderson Short Duration Income ETF
VNLA
|
+$67.1M |
| 2 |
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
|
+$66.7M |
| 3 |
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
|
+$58.8M |
| 4 |
Apple
AAPL
|
+$36.6M |
| 5 |
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
|
+$34.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Growth ETF
VUG
|
+$49.8M |
| 2 |
Vanguard Value ETF
VTV
|
+$33.4M |
| 3 |
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
|
+$31.6M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$27.6M |
| 5 |
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
|
+$24.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.23% |
| 2 | Financials | 4.58% |
| 3 | Healthcare | 3.91% |
| 4 | Consumer Discretionary | 3.63% |
| 5 | Consumer Staples | 2.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Innovator US Equity Power Buffer ETF June
PJUN
$949M
| $25.6M | 0.15% |
816,229
-243,224
| -23% | -$7.73M |
|
152
iShares US Technology ETF
IYW
$23.7B
| $25.5M | 0.15% |
243,131
-116,550
| -32% | -$12.7M |
|
153
FT Vest US Equity Moderate Buffer ETF June
GJUN
$513M
| $25.3M | 0.15% |
855,218
-60,723
| -7% | -$1.83M |
|
154
CVS Health
CVS
$137B
| $25.3M | 0.15% |
362,686
-9,810
| -3% | -$695K |
|
155
iShares Core S&P US Growth ETF
IUSG
$31.1B
| $25.1M | 0.15% |
264,382
+130,289
| +97% | +$12.8M |
|
156
Caterpillar
CAT
$409B
| $24.8M | 0.15% |
90,701
+15,893
| +21% | +$4.31M |
|
157
Vanguard Total Bond Market
BND
$157B
| $24.7M | 0.15% |
354,499
-46,390
| -12% | -$3.31M |
|
|
FISV
158
Fiserv Inc
FISV
$27.2B
| $24.5M | 0.15% |
217,056
-27,908
| -11% | -$3.44M |
|
159
Prudential Financial
PRU
$41.7B
| $24.5M | 0.15% |
257,895
+28,543
| +12% | +$2.7M |
|
160
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
| $24.2M | 0.14% |
249,840
-18,083
| -7% | -$1.76M |
|
161
State Street SPDR S&P Global Dividend ETF
WDIV
$276M
| $24.1M | 0.14% |
441,528
+5,507
| +1% | +$316K |
|
162
Valero Energy
VLO
$89.8B
| $24.1M | 0.14% |
169,933
-6,623
| -4% | -$868K |
|
163
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
| $24.1M | 0.14% |
808,215
-27,579
| -3% | -$832K |
|
164
iShares US Treasury Bond ETF
GOVT
$43.7B
| $24.1M | 0.14% |
1,091,272
-369,042
| -25% | -$8.31M |
|
165
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
| $23.9M | 0.14% |
1,159,719
+18,789
| +2% | +$404K |
|
166
iShares TIPS Bond ETF
TIP
$14.5B
| $23.7M | 0.14% |
228,264
-14,461
| -6% | -$1.53M |
|
167
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$39.1B
| $23.5M | 0.14% |
501,265
+129,931
| +35% | +$6.26M |
|
168
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
| $23.5M | 0.14% |
757,602
+28,667
| +4% | +$926K |
|
169
State Street Health Care Select Sector SPDR ETF
XLV
$42B
| $23.3M | 0.14% |
180,636
-3,537
| -2% | -$470K |
|
170
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
| $23.2M | 0.14% |
482,538
+14,453
| +3% | +$695K |
|
171
Emerson Electric
EMR
$82.9B
| $23M | 0.14% |
238,137
-22,178
| -9% | -$2.11M |
|
172
Vanguard Large-Cap ETF
VV
$51.9B
| $22.7M | 0.14% |
115,776
-2,745
| -2% | -$559K |
|
173
iShares MBS ETF
MBB
$39B
| $22.6M | 0.14% |
254,430
-45,678
| -15% | -$4.17M |
|
174
Adobe
ADBE
$89.5B
| $22.2M | 0.13% |
43,614
+3,832
| +10% | +$2.01M |
|
175
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
| $22.2M | 0.13% |
409,898
+77,691
| +23% | +$4.42M |
|
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AE Wealth Management's Q3 2023 Portfolio in Review
As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.
- AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
- AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
- AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
- AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
- AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
- AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
- AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.
Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.