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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JULT icon
151
AllianzIM U.S. Equity Buffer10 Jul ETF
JULT
$57M
$20.5M 0.14%
697,718
+163,081
+31% +$4.7M
ANGL icon
152
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$20.3M 0.14%
616,323
+136,363
+28% +$4.49M
FMB icon
153
First Trust Managed Municipal ETF
FMB
$2.03B
$20M 0.14%
350,750
+32,397
+10% +$1.84M
HON icon
154
Honeywell
HON
$77.1B
$19.8M 0.14%
100,791
-3,189
-3% -$644K
FGD icon
155
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$19.6M 0.14%
780,768
+21,001
+3% +$532K
WDIV icon
156
State Street SPDR S&P Global Dividend ETF
WDIV
$276M
$19.5M 0.14%
294,039
+8,523
+3% +$568K
NFLX icon
157
Netflix
NFLX
$292B
$19.2M 0.13%
318,700
+20,720
+7% +$1.32M
UPS icon
158
United Parcel Service
UPS
$97.6B
$19.1M 0.13%
89,084
+2,566
+3% +$522K
BIV icon
159
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$19M 0.13%
216,829
+14,013
+7% +$1.24M
HYG icon
160
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$19M 0.13%
218,153
+37,087
+20% +$3.22M
SCHD icon
161
Schwab US Dividend Equity ETF
SCHD
$102B
$18.9M 0.13%
703,203
-149,346
-18% -$3.88M
FALN icon
162
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$18.8M 0.13%
628,860
+41,578
+7% +$1.24M
AOM icon
163
iShares Core Moderate Allocation ETF
AOM
$1.76B
$18.7M 0.13%
412,151
-878,636
-68% -$39.8M
LMT icon
164
Lockheed Martin
LMT
$134B
$18.7M 0.13%
52,687
+4,442
+9% +$1.54M
SPSB icon
165
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$18.7M 0.13%
603,767
+381,819
+172% +$11.9M
USFR
166
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$18.6M 0.13%
741,769
-25,614
-3% -$643K
EMR icon
167
Emerson Electric
EMR
$82.9B
$18.6M 0.13%
200,106
+21,463
+12% +$2.02M
PYPL icon
168
PayPal
PYPL
$49.5B
$18.6M 0.13%
98,594
-8,499
-8% -$1.84M
FTSL icon
169
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$18.6M 0.13%
387,560
+59,312
+18% +$2.84M
IGSB icon
170
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$18.3M 0.13%
338,989
-21,184
-6% -$1.15M
ODFL icon
171
Old Dominion Freight Line
ODFL
$48.5B
$18.1M 0.13%
101,142
-17,850
-15% -$3.01M
FTNT icon
172
Fortinet
FTNT
$112B
$17.8M 0.12%
247,825
-19,200
-7% -$1.26M
BA icon
173
Boeing
BA
$165B
$17.5M 0.12%
86,973
+10,308
+13% +$2.18M
SLQD icon
174
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
$17.4M 0.12%
341,714
+85,997
+34% +$4.41M
SPIB icon
175
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$17.1M 0.12%
474,421
+19,936
+4% +$723K
5 6
7
8 9

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.