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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMB icon
151
First Trust Managed Municipal ETF
FMB
$2.03B
$18.1M 0.15%
318,353
+23,424
+8% +$1.35M
CSGP icon
152
CoStar Group
CSGP
$11.3B
$17.9M 0.15%
207,463
+22,352
+12% +$1.93M
IDXX icon
153
Idexx Laboratories
IDXX
$42.9B
$17.8M 0.15%
28,557
-6,228
-18% -$4.18M
FALN icon
154
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$17.7M 0.15%
587,282
+241,444
+70% +$7.27M
ABT icon
155
Abbott
ABT
$180B
$17.6M 0.15%
148,956
+11,142
+8% +$1.37M
USMV icon
156
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$17.3M 0.14%
235,829
+8,281
+4% +$631K
VCSH icon
157
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$17.3M 0.14%
210,205
+22,979
+12% +$1.9M
AMD icon
158
Advanced Micro Devices
AMD
$851B
$17.1M 0.14%
165,833
+11,477
+7% +$1.17M
ODFL icon
159
Old Dominion Freight Line
ODFL
$48.5B
$17M 0.14%
118,992
+5,480
+5% +$760K
SE icon
160
Sea Limited
SE
$61.2B
$16.9M 0.14%
53,100
-1,820
-3% -$558K
BA icon
161
Boeing
BA
$165B
$16.9M 0.14%
76,665
+5,263
+7% +$1.17M
EMR icon
162
Emerson Electric
EMR
$82.9B
$16.8M 0.14%
178,643
+21,596
+14% +$2.15M
LMT icon
163
Lockheed Martin
LMT
$134B
$16.6M 0.14%
48,245
+3,636
+8% +$1.32M
SPIB icon
164
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$16.6M 0.14%
454,485
+5,654
+1% +$208K
CVS icon
165
CVS Health
CVS
$137B
$16.5M 0.14%
194,594
+48,920
+34% +$4.1M
HDV
166
iShares Core High Dividend ETF
HDV
$14.5B
$16.2M 0.13%
860,705
+528,695
+159% +$10.2M
ISTB icon
167
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$16.1M 0.13%
315,586
+83,454
+36% +$4.28M
COST icon
168
Costco
COST
$415B
$16M 0.13%
35,551
+2,271
+7% +$998K
XLE icon
169
State Street Energy Select Sector SPDR ETF
XLE
$39.7B
$15.9M 0.13%
612,210
-23,902
-4% -$592K
FTCS icon
170
First Trust Capital Strength ETF
FTCS
$7.8B
$15.9M 0.13%
212,457
-553,302
-72% -$43.1M
ARKK icon
171
ARK Innovation ETF
ARKK
$5.69B
$15.9M 0.13%
143,698
-33,330
-19% -$4.01M
BUFR icon
172
FT Vest Fund of Buffer ETFs
BUFR
$10B
$15.9M 0.13%
692,078
+525,239
+315% +$12.1M
ANGL icon
173
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$15.9M 0.13%
479,960
-1,752,592
-79% -$58M
HYG icon
174
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$15.8M 0.13%
181,066
+33,270
+23% +$2.92M
MRK icon
175
Merck
MRK
$324B
$15.8M 0.13%
210,675
+19,979
+10% +$1.52M
5 6
7
8 9

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NC
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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.