We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
151
IBM
IBM
$212B
$13M 0.15%
107,757
+384
+0.4% +$44.4K
FMB icon
152
First Trust Managed Municipal ETF
FMB
$2.04B
$12.5M 0.14%
220,807
+12,364
+6% +$692K
BIV icon
153
Vanguard Intermediate-Term Bond ETF
BIV
$29B
$12.5M 0.14%
134,513
-13,080
-9% -$1.22M
ABT icon
154
Abbott
ABT
$188B
$12.4M 0.14%
112,984
+14,370
+15% +$1.56M
LOW icon
155
Lowe's Companies
LOW
$122B
$12.1M 0.14%
75,289
+4,337
+6% +$704K
IDXX icon
156
Idexx Laboratories
IDXX
$45B
$12M 0.14%
23,991
+7,200
+43% +$3.22M
SCHR
157
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$11.8M 0.13%
406,518
+60,724
+18% +$1.77M
SCHH icon
158
Schwab US REIT ETF
SCHH
$11.7B
$11.5M 0.13%
608,290
+571,180
+1,539% +$10.6M
ISTB icon
159
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
$11.5M 0.13%
223,116
-73,857
-25% -$3.81M
PDP icon
160
Invesco Dorsey Wright Momentum ETF
PDP
$1.42B
$11.5M 0.13%
130,764
-191,120
-59% -$15.7M
MELI icon
161
Mercado Libre
MELI
$94.8B
$11.4M 0.13%
6,805
+520
+8% +$733K
VBR icon
162
Vanguard Small-Cap Value ETF
VBR
$37.7B
$11.3M 0.13%
79,665
+8,559
+12% +$1.1M
IAU icon
163
iShares Gold Trust
IAU
$62.8B
$11.3M 0.13%
312,131
+95,290
+44% +$3.41M
BA icon
164
Boeing
BA
$173B
$11.3M 0.13%
52,805
+2,072
+4% +$398K
SGOL icon
165
abrdn Physical Gold Shares ETF
SGOL
$6.9B
$11.2M 0.13%
615,073
+138,435
+29% +$2.5M
FTSM icon
166
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$11M 0.12%
182,689
+37,276
+26% +$2.24M
COST icon
167
Costco
COST
$432B
$10.9M 0.12%
28,938
-4,809
-14% -$1.8M
SPY icon
168
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$785B
$10.9M 0.12%
194,900
-232,000
-54% -$82.3M
CMCSA icon
169
Comcast
CMCSA
$85.6B
$10.8M 0.12%
206,938
+9,826
+5% +$471K
DUK icon
170
Duke Energy
DUK
$102B
$10.8M 0.12%
118,064
-8,498
-7% -$786K
BMY icon
171
Bristol-Myers Squibb
BMY
$130B
$10.8M 0.12%
173,864
+15,243
+10% +$937K
NFLX icon
172
Netflix
NFLX
$305B
$10.7M 0.12%
197,940
+25,140
+15% +$1.27M
INTC icon
173
Intel
INTC
$443B
$10.7M 0.12%
214,521
+14,176
+7% +$692K
SE icon
174
Sea Limited
SE
$63.4B
$10.6M 0.12%
53,272
+2,982
+6% +$531K
ESGE icon
175
iShares ESG Aware MSCI EM ETF
ESGE
$6.44B
$10.5M 0.12%
249,068
+170,419
+217% +$6.64M
5 6
7
8 9

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.