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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
151
State Street Financial Select Sector SPDR ETF
XLF
$57.4B
$9.44M 0.13%
392,161
-31,611
-7% -$769K
MCO icon
152
Moody's
MCO
$83.9B
$9.31M 0.13%
32,133
+8,178
+34% +$2.33M
ARKK icon
153
ARK Innovation ETF
ARKK
$5.74B
$9.14M 0.13%
99,374
-32,270
-25% -$2.76M
CMCSA icon
154
Comcast
CMCSA
$85.8B
$9.12M 0.13%
197,112
+152
+0.1% +$6.61K
QCOM icon
155
Qualcomm
QCOM
$172B
$9.06M 0.13%
77,034
-6,536
-8% -$698K
VIG icon
156
Vanguard Dividend Appreciation ETF
VIG
$113B
$9.04M 0.13%
70,223
-94,966
-57% -$11.9M
RSPT icon
157
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.39B
$8.91M 0.13%
+423,040
New +$8.81M
BABA icon
158
Alibaba
BABA
$276B
$8.83M 0.13%
30,024
+2,015
+7% +$531K
FTSM icon
159
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$8.73M 0.12%
145,413
+2,513
+2% +$151K
RSP icon
160
Invesco S&P 500 Equal Weight ETF
RSP
$98.2B
$8.71M 0.12%
80,557
+1,309
+2% +$141K
SGOL icon
161
abrdn Physical Gold Shares ETF
SGOL
$6.87B
$8.65M 0.12%
476,638
-10,489
-2% -$193K
NFLX icon
162
Netflix
NFLX
$301B
$8.64M 0.12%
172,800
+35,700
+26% +$1.78M
BA icon
163
Boeing
BA
$175B
$8.38M 0.12%
50,733
+4,265
+9% +$727K
IJK icon
164
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$8.23M 0.12%
137,684
+133,552
+3,232% +$7.95M
TMO icon
165
Thermo Fisher Scientific
TMO
$214B
$8.12M 0.12%
18,389
+5,998
+48% +$2.48M
UNP icon
166
Union Pacific
UNP
$175B
$8.08M 0.12%
41,021
+9,254
+29% +$1.72M
PM icon
167
Philip Morris
PM
$312B
$8.07M 0.12%
107,578
+83
+0.1% +$6.4K
EMR icon
168
Emerson Electric
EMR
$85B
$7.92M 0.11%
120,752
+21,394
+22% +$1.41M
VBR icon
169
Vanguard Small-Cap Value ETF
VBR
$37.7B
$7.87M 0.11%
71,106
+11,995
+20% +$1.34M
TGT icon
170
Target
TGT
$65.5B
$7.85M 0.11%
49,883
+15,875
+47% +$2.18M
OKTA icon
171
Okta
OKTA
$23.7B
$7.84M 0.11%
36,661
+8,451
+30% +$1.76M
IAU icon
172
iShares Gold Trust
IAU
$62.5B
$7.8M 0.11%
216,841
+96,294
+80% +$3.52M
SE icon
173
Sea Limited
SE
$65.8B
$7.75M 0.11%
50,290
+9,152
+22% +$1.24M
IUSG icon
174
iShares Core S&P US Growth ETF
IUSG
$31B
$7.61M 0.11%
95,181
-131,596
-58% -$10.3M
FDX icon
175
FedEx
FDX
$74B
$7.48M 0.11%
29,734
+970
+3% +$194K
5 6
7
8 9

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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.