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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMB icon
151
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$5.97M 0.13%
52,114
+6,216
+14% +$702K
FDN icon
152
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$5.9M 0.13%
42,422
+4,374
+11% +$590K
LQD icon
153
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$5.88M 0.13%
45,939
-2,826
-6% -$360K
HDV
154
iShares Core High Dividend ETF
HDV
$14.4B
$5.87M 0.13%
299,455
+163,675
+121% +$3.12M
FLRN icon
155
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$5.79M 0.13%
188,410
+33,774
+22% +$1.04M
SPTL icon
156
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
$5.71M 0.12%
147,015
+2,596
+2% +$104K
COST icon
157
Costco
COST
$415B
$5.68M 0.12%
19,321
+5,720
+42% +$1.7M
VB icon
158
Vanguard Small-Cap ETF
VB
$79.5B
$5.68M 0.12%
34,279
+12,109
+55% +$1.93M
BMY icon
159
Bristol-Myers Squibb
BMY
$127B
$5.66M 0.12%
88,214
+28,339
+47% +$1.62M
SPDW icon
160
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$5.6M 0.12%
178,700
+71,367
+66% +$2.17M
HON icon
161
Honeywell
HON
$77.1B
$5.58M 0.12%
33,446
+10,865
+48% +$1.78M
VCLT icon
162
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.83B
$5.57M 0.12%
54,902
+58
+0.1% +$5.85K
FSK icon
163
FS KKR Capital
FSK
$2.98B
$5.53M 0.12%
225,512
-13,064
-5% -$312K
MDT icon
164
Medtronic
MDT
$107B
$5.53M 0.12%
48,720
+10,940
+29% +$1.2M
VBR icon
165
Vanguard Small-Cap Value ETF
VBR
$37.1B
$5.5M 0.12%
40,086
+2,852
+8% +$378K
MA icon
166
Mastercard
MA
$477B
$5.37M 0.12%
17,976
+9,416
+110% +$2.65M
ICVT icon
167
iShares Convertible Bond ETF
ICVT
$7.23B
$5.32M 0.12%
84,838
+79,827
+1,593% +$4.8M
GSY icon
168
Invesco Ultra Short Duration ETF
GSY
$3.82B
$5.29M 0.11%
104,983
+72,425
+222% +$3.65M
SCHG icon
169
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$5.28M 0.11%
454,624
+329,800
+264% +$3.63M
IQLT icon
170
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$5.28M 0.11%
163,461
-33,384
-17% -$1.03M
F icon
171
Ford
F
$57.3B
$5.27M 0.11%
566,678
+319,601
+129% +$2.87M
FCTR icon
172
First Trust Lunt US Factor Rotation ETF
FCTR
$54M
$5.26M 0.11%
+230,890
New +$5.11M
VTR icon
173
Ventas
VTR
$48.9B
$5.2M 0.11%
90,030
+10,980
+14% +$689K
UNP icon
174
Union Pacific
UNP
$183B
$5.13M 0.11%
28,366
+4,772
+20% +$817K
EES icon
175
WisdomTree US SmallCap Earnings Fund
EES
$716M
$5.1M 0.11%
132,721
+20,802
+19% +$768K
5 6
7
8 9

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.