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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-11.24%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$584M
AUM Growth
-$1.23B
Cap. Flow
-$1.09B
Cap. Flow %
-186.37%
Top 10 Hldgs %
18.06%
Holding
642
New
39
Increased
141
Reduced
289
Closed
168

Top Buys

Rank Stock Value
1
RTL
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
+$2.29M
2
WSFS icon
WSFS Financial
WSFS
+$2.18M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.44M
4
MGTX icon
MeiraGTx Holdings
MGTX
+$1.35M
5
FLTB icon
Fidelity Limited Term Bond ETF
FLTB
+$1.3M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$229M
2
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$54.4M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$51.9M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$44.8M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 8.69%
2 Healthcare 6.71%
3 Energy 5.95%
4 Industrials 5.49%
5 Consumer Discretionary 5.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORCL icon
151
Oracle
ORCL
$331B
$963K 0.16%
21,332
-3,068
-13% -$147K
RDS.A
152
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$953K 0.16%
16,350
+2,356
+17% +$146K
AEP icon
153
American Electric Power
AEP
$73.7B
$930K 0.16%
12,443
-11,045
-47% -$829K
CL icon
154
Colgate-Palmolive
CL
$72.6B
$928K 0.16%
15,593
-1,323
-8% -$82.8K
MLPA icon
155
Global X MLP ETF
MLPA
$2.28B
$928K 0.16%
20,166
-11,483
-36% -$605K
HUM icon
156
Humana
HUM
$46.7B
$924K 0.16%
3,227
-383
-11% -$121K
IWY icon
157
iShares Russell Top 200 Growth ETF
IWY
$16B
$908K 0.16%
12,658
-702,500
-98% -$54.4M
BCE icon
158
BCE
BCE
$19.9B
$906K 0.16%
22,910
-20,364
-47% -$834K
PFF icon
159
iShares Preferred and Income Securities ETF
PFF
$13.2B
$906K 0.16%
26,467
-35,178
-57% -$1.25M
NOC icon
160
Northrop Grumman
NOC
$77B
$888K 0.15%
3,628
-813
-18% -$225K
SPG icon
161
Simon Property Group
SPG
$74.5B
$886K 0.15%
5,272
+1,634
+45% +$292K
IAU icon
162
iShares Gold Trust
IAU
$63B
$885K 0.15%
36,012
-4,825
-12% -$114K
LQD icon
163
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$885K 0.15%
7,844
-2,119
-21% -$238K
BIV icon
164
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$880K 0.15%
10,820
+1,089
+11% +$87.2K
NFLX icon
165
Netflix
NFLX
$292B
$879K 0.15%
32,830
+2,390
+8% +$71.5K
OXY icon
166
Occidental Petroleum
OXY
$57B
$876K 0.15%
14,273
-14,053
-50% -$988K
GSY icon
167
Invesco Ultra Short Duration ETF
GSY
$3.82B
$862K 0.15%
17,218
-12,532
-42% -$629K
IBB icon
168
iShares Biotechnology ETF
IBB
$9.31B
$856K 0.15%
8,873
-3,092
-26% -$328K
SRLN icon
169
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$854K 0.15%
19,105
-18,519
-49% -$861K
XLE icon
170
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$846K 0.14%
29,502
-21,234
-42% -$710K
NSC icon
171
Norfolk Southern
NSC
$78.8B
$843K 0.14%
5,638
-2,972
-35% -$489K
CLX icon
172
Clorox
CLX
$11.6B
$831K 0.14%
5,388
-860
-14% -$134K
DJP icon
173
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$819M
$831K 0.14%
39,143
-6,398
-14% -$148K
GIS icon
174
General Mills
GIS
$19.2B
$823K 0.14%
21,123
-10,638
-33% -$449K
FFBC icon
175
First Financial Bancorp
FFBC
$3.55B
$813K 0.14%
34,271
-545
-2% -$14.4K
5 6
7
8 9

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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, AE Wealth Management held 642 positions worth $584M, down 68% from $1.82B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management withdrew a net $1.09B in Q4 2018, closing 168 positions and reducing 289 holdings. Its most notable exit was Main Sector Rotation ETF, an estimated $6.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 3.9% a quarter earlier, followed by Healthcare and Energy.

Against the trend, AE Wealth Management opened a new position in WSFS Financial worth $1.96M.

  • AE Wealth Management's largest Q4 2018 buy was WSFS Financial: 51,695 shares worth $1.96M.
  • AE Wealth Management added most to The Necessity Retail REIT, Inc. Class A Common Stock in Q4 2018, an estimated $2.29M increase.
  • AE Wealth Management's biggest Q4 2018 reduction was Vanguard S&P 500 ETF, cutting an estimated $229M.
  • AE Wealth Management fully exited Main Sector Rotation ETF in Q4 2018, selling an estimated $6.58M.
  • AE Wealth Management's ten largest holdings make up 18% of its $584M portfolio in Q4 2018.
  • AE Wealth Management opened 39 new positions and closed 168 in Q4 2018.
  • AE Wealth Management's portfolio value fell 68% quarter-over-quarter to $584M.

Based on AE Wealth Management's 13F filing for Q4 2018, filed 15 Feb 2019.