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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
+$240M
Cap. Flow
+$211M
Cap. Flow %
19.55%
Top 10 Hldgs %
45.76%
Holding
422
New
43
Increased
198
Reduced
143
Closed
24

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$60.1M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$12.3M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.8M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$10.7M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$17.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.82M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.32M
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$2.24M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.13M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.71%
2 Energy 2.64%
3 Industrials 2.43%
4 Technology 2.36%
5 Healthcare 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STX icon
151
Seagate
STX
$193B
$970K 0.09%
29,233
+4,779
+20% +$162K
DBE icon
152
Invesco DB Energy Fund
DBE
$93.4M
$969K 0.09%
+75,546
New +$915K
CMI icon
153
Cummins
CMI
$91.7B
$961K 0.09%
5,716
+95
+2% +$15.4K
VCIT icon
154
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$958K 0.09%
10,881
+1,846
+20% +$162K
M icon
155
Macy's
M
$6.15B
$953K 0.09%
+43,667
New +$960K
PBCT
156
DELISTED
People's United Financial Inc
PBCT
$951K 0.09%
52,413
-1,686
-3% -$29.1K
FE icon
157
FirstEnergy
FE
$28.9B
$944K 0.09%
30,631
-557
-2% -$17.5K
MOS icon
158
The Mosaic Company
MOS
$7.09B
$939K 0.09%
43,509
+6,407
+17% +$139K
NAVI icon
159
Navient
NAVI
$774M
$939K 0.09%
62,536
-1,344
-2% -$19.6K
BAC icon
160
Bank of America
BAC
$435B
$938K 0.09%
37,032
+2,706
+8% +$65.7K
SFM icon
161
Sprouts Farmers Market
SFM
$7.04B
$909K 0.08%
48,422
-5,354
-10% -$118K
IWD icon
162
iShares Russell 1000 Value ETF
IWD
$82B
$902K 0.08%
7,609
+1,191
+19% +$139K
BEN icon
163
Franklin Resources
BEN
$16.9B
$894K 0.08%
20,076
-90
-0.4% -$3.94K
AGC
164
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$889K 0.08%
142,540
+7,265
+5% +$45.3K
FSK icon
165
FS KKR Capital
FSK
$2.98B
$873K 0.08%
25,817
+1,059
+4% +$36.4K
V icon
166
Visa
V
$677B
$867K 0.08%
8,236
+1,328
+19% +$135K
ACWV icon
167
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$865K 0.08%
10,635
-1,457
-12% -$117K
NGG icon
168
National Grid
NGG
$81.9B
$863K 0.08%
15,565
-3,063
-16% -$171K
BMY icon
169
Bristol-Myers Squibb
BMY
$127B
$860K 0.08%
13,485
+4,143
+44% +$242K
SNY icon
170
Sanofi
SNY
$104B
$860K 0.08%
17,271
-8,519
-33% -$412K
XLY icon
171
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$860K 0.08%
19,096
-2,710
-12% -$122K
CCI icon
172
Crown Castle
CCI
$32.7B
$856K 0.08%
8,559
-1,685
-16% -$172K
WBA
173
DELISTED
Walgreens Boots Alliance
WBA
$844K 0.08%
10,935
+4,574
+72% +$367K
INTC icon
174
Intel
INTC
$464B
$840K 0.08%
22,053
+2,607
+13% +$92.7K
TIP icon
175
iShares TIPS Bond ETF
TIP
$14.5B
$838K 0.08%
7,380
-7,439
-50% -$847K
5 6
7
8 9

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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2017 Portfolio in Review

As of Q3 2017, AE Wealth Management held 422 positions worth $1.08B, up 29% from $838M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

AE Wealth Management deployed $211M of net new capital in Q3 2017, opening 43 new positions and adding to 198 existing holdings. Its largest new stake was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.7% of assets, down from 3.4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $17.8M trimmed.

  • AE Wealth Management's largest Q3 2017 buy was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.
  • AE Wealth Management added most to Vanguard S&P 500 ETF in Q3 2017, an estimated $60.1M increase.
  • AE Wealth Management's biggest Q3 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $17.8M.
  • AE Wealth Management fully exited ProShares Ultra S&P500 in Q3 2017, selling an estimated $2.13M.
  • AE Wealth Management's ten largest holdings make up 46% of its $1.08B portfolio in Q3 2017.
  • AE Wealth Management opened 43 new positions and closed 24 in Q3 2017.
  • AE Wealth Management's portfolio value rose 29% quarter-over-quarter to $1.08B.

Based on AE Wealth Management's 13F filing for Q3 2017, filed 8 Nov 2017.