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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFRD icon
1701
Weatherford International
WFRD
$6.29B
$243K ﹤0.01%
+2,693
New +$228K
PTY icon
1702
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$243K ﹤0.01%
18,601
-4,380
-19% -$61.8K
ESML icon
1703
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.82B
$243K ﹤0.01%
7,209
-5,593
-44% -$199K
KD icon
1704
Kyndryl
KD
$2.99B
$242K ﹤0.01%
16,045
-656
-4% -$9.73K
WU icon
1705
Western Union
WU
$1.99B
$242K ﹤0.01%
18,340
-77,039
-81% -$944K
SOXL icon
1706
Direxion Daily Semiconductor Bull 3X ETF
SOXL
$16.7B
$241K ﹤0.01%
12,750
+3,302
+35% +$75.7K
SWAN icon
1707
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$157M
$240K ﹤0.01%
+10,063
New +$255K
QCRH icon
1708
QCR Holdings
QCRH
$1.69B
$239K ﹤0.01%
4,929
– –
GMAY icon
1709
FT Vest US Equity Moderate Buffer ETF May
GMAY
$530M
$239K ﹤0.01%
7,746
-461,325
-98% -$14.4M
XME icon
1710
State Street SPDR S&P Metals & Mining ETF
XME
$3.87B
$238K ﹤0.01%
4,528
+490
+12% +$25.4K
BLES icon
1711
Inspire Global Hope ETF
BLES
$160M
$235K ﹤0.01%
7,392
+1,190
+19% +$39.8K
VTWG icon
1712
Vanguard Russell 2000 Growth ETF
VTWG
$1.47B
$235K ﹤0.01%
+1,441
New +$251K
ENTG icon
1713
Entegris
ENTG
$18.1B
$235K ﹤0.01%
2,500
-469
-16% -$47K
DRLL icon
1714
Strive US Energy ETF
DRLL
$298M
$235K ﹤0.01%
7,801
-441
-5% -$12.9K
DSM
1715
BNY Mellon Strategic Municipal Bond Fund
DSM
$287M
$234K ﹤0.01%
47,063
-13,572
-22% -$74.5K
AB icon
1716
AllianceBernstein
AB
$3.43B
$233K ﹤0.01%
7,690
-8,378
-52% -$266K
LTHM
1717
DELISTED
Livent Corporation
LTHM
$233K ﹤0.01%
12,668
+596
+5% +$13.6K
MGA icon
1718
Magna International
MGA
$18.7B
$233K ﹤0.01%
4,337
+695
+19% +$40.5K
CFFN icon
1719
Capitol Federal Financial
CFFN
$1.09B
$232K ﹤0.01%
48,657
+33,562
+222% +$198K
PLUG icon
1720
Plug Power
PLUG
$2.87B
$232K ﹤0.01%
30,471
-28
-0.1% -$274
SBAC icon
1721
SBA Communications
SBAC
$19.2B
$231K ﹤0.01%
1,156
+37
+3% +$8.23K
AEM icon
1722
Agnico Eagle Mines
AEM
$73.6B
$231K ﹤0.01%
+5,088
New +$249K
XPO icon
1723
XPO
XPO
$23.6B
$231K ﹤0.01%
3,096
-10,115
-77% -$698K
AFIF icon
1724
Anfield Universal Fixed Income ETF
AFIF
$227M
$231K ﹤0.01%
25,945
+10,199
+65% +$90.6K
TDY icon
1725
Teledyne Technologies
TDY
$30.4B
$231K ﹤0.01%
565
-11
-2% -$4.46K
67 68
69
70 71

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
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JAM
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CWP
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HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.