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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-4.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.6B
AUM Growth
+$112M
Cap. Flow
+$730M
Cap. Flow %
5.79%
Top 10 Hldgs %
20.11%
Holding
1,920
New
206
Increased
846
Reduced
653
Closed
180

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$498M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$48.1M
3
BILL icon
BILL Holdings
BILL
+$41.5M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$39.8M
5
JULW icon
AllianzIM U.S. Equity Buffer20 Jul ETF
JULW
+$30.8M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$69.1M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$52M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$31.7M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$30.5M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$30.2M

Sector Composition

Rank Sector Weight
1 Technology 7.71%
2 Financials 4.92%
3 Healthcare 3.63%
4 Consumer Discretionary 3.35%
5 Energy 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHF
1701
BNY Mellon High Yield Strategies Fund
DHF
$171M
$34K ﹤0.01%
15,913
-46
-0.3% -$106
OXSQ icon
1702
Oxford Square Capital
OXSQ
$163M
$34K ﹤0.01%
11,141
-531
-5% -$1.95K
ACB
1703
Aurora Cannabis
ACB
$173M
$30K ﹤0.01%
2,459
-104
-4% -$1.53K
HSCS icon
1704
Heart Test Laboratories
HSCS
$8.5M
$30K ﹤0.01%
+250
New +$42.7K
FLNT
1705
Fluent
FLNT
$102M
$28K ﹤0.01%
+3,500
New +$29.6K
SENS icon
1706
Senseonics Holdings Inc
SENS
$263M
$26K ﹤0.01%
993
+32
+3% +$979
TELL
1707
DELISTED
Tellurian Inc.
TELL
$26K ﹤0.01%
+11,032
New +$39.8K
ELVN icon
1708
Enliven Therapeutics
ELVN
$3.92B
$23K ﹤0.01%
+2,500
New +$14.8K
APPH
1709
DELISTED
AppHarvest, Inc. Common Stock
APPH
$23K ﹤0.01%
+11,597
New +$37.5K
INSG icon
1710
Inseego
INSG
$114M
$22K ﹤0.01%
1,078
-659
-38% -$15.9K
SRNE
1711
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$22K ﹤0.01%
13,707
+32
+0.2% +$73
DHY
1712
Credit Suisse High Yield Credit Fund
DHY
$242M
$21K ﹤0.01%
11,788
– –
RIDE
1713
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$19K ﹤0.01%
+689
New +$22K
INFI
1714
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$16K ﹤0.01%
+13,559
New +$14.6K
WRN
1715
Western Copper and Gold
WRN
$460M
$15K ﹤0.01%
+12,075
New +$16K
CCO icon
1716
Clear Channel Outdoor Holdings
CCO
$1.23B
$14K ﹤0.01%
10,007
– –
URG
1717
Ur-Energy
URG
$485M
$14K ﹤0.01%
12,800
– –
NMTR
1718
DELISTED
9 Meters Biopharma
NMTR
$14K ﹤0.01%
+3,359
New +$16.6K
SABS icon
1719
SAB Biotherapeutics
SABS
$273M
$13K ﹤0.01%
1,870
– –
TOON icon
1720
Kartoon Studios
TOON
$35.2M
$13K ﹤0.01%
2,207
-1,500
-40% -$11K
NTRP icon
1721
NextTrip
NTRP
$24.2M
$12K ﹤0.01%
750
-1,210
-62% -$26.4K
AMRN
1722
Amarin Corp
AMRN
$299M
$11K ﹤0.01%
512
-15
-3% -$402
XXII
1723
22nd Century Group
XXII
$1.38M
– –
0
– –
BOXL icon
1724
Boxlight
BOXL
$2.03M
$9K ﹤0.01%
10
– –
VYNT
1725
DELISTED
Vyant Bio, Inc. Common Stock
VYNT
$8K ﹤0.01%
2,787
– –
67 68
69
70 71

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
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JAM
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CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, AE Wealth Management held 1,920 positions worth $12.6B, up 0.89% from $12.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $730M of net new capital in Q3 2022, opening 206 new positions and adding to 846 existing holdings. Its largest new stake was PGIM Ultra Short Bond ETF: 979,813 shares worth $48.1M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, down from 7.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $69.1M trimmed.

  • AE Wealth Management's largest Q3 2022 buy was PGIM Ultra Short Bond ETF: 979,813 shares worth $48.1M.
  • AE Wealth Management added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2022, an estimated $498M increase.
  • AE Wealth Management's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $69.1M.
  • AE Wealth Management fully exited WisdomTree U.S. Corporate Bond Fund in Q3 2022, selling an estimated $28M.
  • AE Wealth Management's ten largest holdings make up 20% of its $12.6B portfolio in Q3 2022.
  • AE Wealth Management opened 206 new positions and closed 180 in Q3 2022.
  • AE Wealth Management's portfolio value rose 0.89% quarter-over-quarter to $12.6B.

Based on AE Wealth Management's 13F filing for Q3 2022, filed 25 Oct 2022.