We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COOP
1701
DELISTED
Mr. Cooper
COOP
– –
-5,000
Closed -$206K
COUR icon
1702
Coursera
COUR
$1.51B
– –
-17,343
Closed -$549K
CPRI icon
1703
Capri Holdings
CPRI
$1.82B
– –
-12,176
Closed -$589K
CVS icon
1704
CALL
CVS Health
CVS
$134B
– –
-600
Closed -$3K
DBE icon
1705
Invesco DB Energy Fund
DBE
$89.6M
– –
-22,797
Closed -$386K
DENN
1706
DELISTED
Denny's
DENN
– –
-37,634
Closed -$615K
DIA icon
1707
CALL
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
– –
-600
Closed -$1K
EEMA icon
1708
iShares MSCI Emerging Markets Asia ETF
EEMA
$826M
– –
-5,018
Closed -$424K
EHC icon
1709
Encompass Health
EHC
$11B
– –
-4,250
Closed -$254K
ESPO icon
1710
VanEck Video Gaming and eSports ETF
ESPO
$253M
– –
-3,885
Closed -$253K
FDHY icon
1711
Fidelity High Yield Factor ETF
FDHY
$565M
– –
-16,288
Closed -$910K
FINX icon
1712
Global X FinTech ETF
FINX
$173M
– –
-5,767
Closed -$277K
FRT icon
1713
Federal Realty Investment Trust
FRT
$10.7B
– –
-5,508
Closed -$650K
FSLR icon
1714
First Solar
FSLR
$22.1B
– –
-35,196
Closed -$3.36M
FTV icon
1715
Fortive
FTV
$17.7B
– –
-19,224
Closed -$1.02M
GDYN icon
1716
Grid Dynamics Holdings
GDYN
$590M
– –
-23,361
Closed -$683K
GMED icon
1717
Globus Medical
GMED
$10.9B
– –
-2,726
Closed -$209K
GNW icon
1718
Genworth Financial
GNW
$3.81B
– –
-384,876
Closed -$1.44M
HACK icon
1719
Amplify Cybersecurity ETF
HACK
$2.64B
– –
-3,581
Closed -$218K
HAYW icon
1720
Hayward Holdings
HAYW
$3.26B
– –
-30,495
Closed -$678K
HCI icon
1721
HCI Group
HCI
$2.32B
– –
-3,005
Closed -$333K
HMN icon
1722
Horace Mann Educators
HMN
$2.1B
– –
-13,341
Closed -$531K
HYG icon
1723
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
– –
-322,200
Closed -$465K
HZO icon
1724
MarineMax
HZO
$772M
– –
-13,564
Closed -$658K
ILMN icon
1725
Illumina
ILMN
$31B
– –
-586
Closed -$231K
67 68
69
70 71

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.