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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUSA icon
1701
iShares ESG Optimized MSCI USA ETF
SUSA
$4B
– –
-126,544
Closed -$12.1M
SWAN icon
1702
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$157M
– –
-23,437
Closed -$803K
TGLS icon
1703
Tecnoglass
TGLS
$1.93B
– –
-20,880
Closed -$447K
TLS icon
1704
Telos
TLS
$324M
– –
-6,626
Closed -$225K
TLT icon
1705
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
– –
-1,000
Closed -$1K
TPR icon
1706
Tapestry
TPR
$30.8B
– –
-22,789
Closed -$991K
TWST icon
1707
Twist Bioscience
TWST
$5.69B
– –
-2,280
Closed -$304K
TXRH icon
1708
Texas Roadhouse
TXRH
$13.7B
– –
-6,561
Closed -$631K
UCTT
1709
Ultra Clean Holdings
UCTT
$3.73B
– –
-11,271
Closed -$605K
UNM icon
1710
Unum
UNM
$13.7B
– –
-7,566
Closed -$215K
USMF icon
1711
WisdomTree US Multifactor Fund
USMF
$297M
– –
-26,248
Closed -$1.03M
VLO icon
1712
PUT
Valero Energy
VLO
$92.6B
– –
-4,040
Closed -$9K
VRTX icon
1713
Vertex Pharmaceuticals
VRTX
$122B
– –
-1,027
Closed -$207K
VXX icon
1714
CALL
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$158M
– –
-1,294
Closed -$5K
WGO icon
1715
Winnebago Industries
WGO
$863M
– –
-8,966
Closed -$609K
XLK icon
1716
CALL
State Street Technology Select Sector SPDR ETF
XLK
$115B
– –
-1,000
Closed -$4K
XLU icon
1717
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$23B
– –
-2,000
Closed -$1K
XME icon
1718
State Street SPDR S&P Metals & Mining ETF
XME
$3.92B
– –
-12,129
Closed -$522K
XMLV icon
1719
Invesco S&P MidCap Low Volatility ETF
XMLV
$753M
– –
-6,958
Closed -$372K
XRAY icon
1720
Dentsply Sirona
XRAY
$2.75B
– –
-9,721
Closed -$615K
ZDGE icon
1721
Zedge
ZDGE
$38.8M
– –
-23,611
Closed -$435K
ARTY
1722
iShares Future AI & Tech ETF
ARTY
$3.47B
– –
-4,823
Closed -$217K
XYZ
1723
PUT
Block Inc
XYZ
$49.2B
– –
-13,230
Closed -$1K
HEAL
1724
Global X Funds Global X HealthTech ETF
HEAL
$28.5M
– –
-5,834
Closed -$338K
WTPI
1725
WisdomTree Equity Premium Income Fund
WTPI
$491M
– –
-15,480
Closed -$492K
66 67 68
69
70

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.