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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
Cap. Flow
+$1.06B
Cap. Flow %
5.39%
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189

Top Buys

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$153M
2
BILZ icon
PIMCO Ultra Short Government Active ETF
BILZ
+$128M
3
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$66.8M
4
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$48.7M
5
AAPL icon
Apple
AAPL
+$48.4M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$110M
2
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$80.3M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$60.6M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$39.6M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.8M

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Financials 5.12%
3 Consumer Discretionary 3.8%
4 Healthcare 3.68%
5 Communication Services 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WOLF icon
1676
Wolfspeed
WOLF
$1.14B
$314K ﹤0.01%
9,225
+1,011
+12% +$36.7K
FEMS icon
1677
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$242M
$312K ﹤0.01%
8,254
-58,536
-88% -$2.18M
UAPR icon
1678
Innovator US Equity Ultra Buffer ETF April
UAPR
$157M
$312K ﹤0.01%
11,238
-93,965
-89% -$2.49M
CFFN icon
1679
Capitol Federal Financial
CFFN
$1.09B
$312K ﹤0.01%
48,383
-274
-0.6% -$1.47K
DIVO icon
1680
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.55B
$311K ﹤0.01%
8,366
+335
+4% +$11.8K
ACTV
1681
DELISTED
LeaderShares Activist Leaders ETF
ACTV
$310K ﹤0.01%
+9,427
New +$283K
IGLD icon
1682
FT Vest Gold Strategy Target Income ETF
IGLD
$505M
$310K ﹤0.01%
+16,510
New +$308K
IT icon
1683
Gartner
IT
$10.4B
$310K ﹤0.01%
+672
New +$268K
NVR icon
1684
NVR
NVR
$17.3B
$310K ﹤0.01%
44
+7
+19% +$43.2K
BCC icon
1685
Boise Cascade
BCC
$2.83B
$309K ﹤0.01%
+2,292
New +$246K
SMB icon
1686
VanEck Short Muni ETF
SMB
$312M
$309K ﹤0.01%
18,141
+7,410
+69% +$125K
HIW icon
1687
Highwoods Properties
HIW
$3.71B
$309K ﹤0.01%
+13,579
New +$270K
NFJ
1688
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$307K ﹤0.01%
24,623
-4,990
-17% -$57.1K
COOP
1689
DELISTED
Mr. Cooper
COOP
$307K ﹤0.01%
4,639
-100
-2% -$5.91K
AYI icon
1690
Acuity Brands
AYI
$10.3B
$307K ﹤0.01%
+1,282
New +$232K
NAPR icon
1691
Innovator Growth-100 Power Buffer ETF April
NAPR
$208M
$306K ﹤0.01%
6,828
-5,543
-45% -$239K
FTV icon
1692
Fortive
FTV
$19.5B
$304K ﹤0.01%
5,446
-25,428
-82% -$1.34M
QCRH icon
1693
QCR Holdings
QCRH
$1.69B
$304K ﹤0.01%
4,930
+1
+0% +$52
FOXA icon
1694
Fox Class A
FOXA
$24.2B
$303K ﹤0.01%
+9,398
New +$284K
ZBH icon
1695
Zimmer Biomet
ZBH
$18.5B
$302K ﹤0.01%
2,480
-645
-21% -$72K
BOH icon
1696
Bank of Hawaii
BOH
$3.16B
$301K ﹤0.01%
4,651
+130
+3% +$7.46K
SACH
1697
Sachem Capital Corp
SACH
$38.8M
$301K ﹤0.01%
80,266
-974
-1% -$3.48K
PNR icon
1698
Pentair
PNR
$10.8B
$300K ﹤0.01%
4,145
-192
-4% -$12.4K
IMTM icon
1699
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.04B
$300K ﹤0.01%
+8,578
New +$279K
GMAR icon
1700
FT Vest US Equity Moderate Buffer ETF March
GMAR
$395M
$299K ﹤0.01%
8,891
– –
66 67
68
69 70

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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
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TAF
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JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
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HNB
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AE Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.

  • AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
  • AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
  • AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
  • AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
  • AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
  • AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.

Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.