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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$13.8B
AUM Growth
+$1.22B
Cap. Flow
+$498M
Cap. Flow %
3.6%
Top 10 Hldgs %
18.59%
Holding
1,952
New
213
Increased
855
Reduced
700
Closed
140

Top Buys

Rank Stock Value
1
IDEV icon
iShares Core MSCI International Developed Markets ETF
IDEV
+$64.7M
2
VTV icon
Vanguard Value ETF
VTV
+$42.7M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$40.6M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.8M
5
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$28.3M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$69.2M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$58.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$50.3M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$49.8M
5
VUG icon
Vanguard Growth ETF
VUG
+$35.1M

Sector Composition

Rank Sector Weight
1 Technology 7.55%
2 Financials 5.37%
3 Healthcare 4%
4 Energy 3.71%
5 Consumer Discretionary 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMU
1676
Western Asset Managed Municipals Fund
MMU
$549M
$185K ﹤0.01%
18,401
– –
OSBC icon
1677
Old Second Bancorp
OSBC
$1.3B
$182K ﹤0.01%
11,366
+27
+0.2% +$431
SMB icon
1678
VanEck Short Muni ETF
SMB
$312M
$182K ﹤0.01%
+10,772
New +$180K
NEWT icon
1679
NewtekOne
NEWT
$425M
$180K ﹤0.01%
11,103
+693
+7% +$11.5K
RIOT icon
1680
Riot Platforms
RIOT
$8.03B
$180K ﹤0.01%
53,146
-60,288
-53% -$311K
PGF icon
1681
Invesco Financial Preferred ETF
PGF
$676M
$178K ﹤0.01%
12,368
+1,695
+16% +$25.1K
FSM icon
1682
Fortuna Silver Mines
FSM
$2.55B
$178K ﹤0.01%
47,430
+300
+0.6% +$991
FNB icon
1683
FNB Corp
FNB
$6.81B
$176K ﹤0.01%
13,519
-36,002
-73% -$482K
BDJ icon
1684
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$176K ﹤0.01%
19,538
-3,264
-14% -$28.9K
CLF icon
1685
Cleveland-Cliffs
CLF
$6.84B
$174K ﹤0.01%
10,812
-925
-8% -$13.9K
TROX icon
1686
Tronox
TROX
$981M
$171K ﹤0.01%
12,468
+480
+4% +$6.39K
GBAB
1687
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$383M
$169K ﹤0.01%
10,320
-5,795
-36% -$93K
AFCG
1688
AFC Gamma
AFCG
$60.7M
$164K ﹤0.01%
+15,243
New +$171K
WPRT
1689
Westport Fuel Systems
WPRT
$32.9M
$164K ﹤0.01%
21,160
+14,218
+205% +$122K
HYI
1690
Western Asset High Yield Opportunity Fund Inc
HYI
$134M
$162K ﹤0.01%
12,964
-8,516
-40% -$102K
BRSP
1691
BrightSpire Capital
BRSP
$683M
$154K ﹤0.01%
24,739
+1,399
+6% +$9.72K
NYC
1692
American Strategic Investment Co
NYC
$25.7M
$152K ﹤0.01%
10,643
-1,558
-13% -$33.5K
NEOV icon
1693
NeoVolta
NEOV
$110M
$151K ﹤0.01%
53,965
– –
NXP icon
1694
Nuveen Select Tax-Free Income Portfolio
NXP
$899M
$148K ﹤0.01%
+10,639
New +$142K
JFR icon
1695
Nuveen Floating Rate Income Fund
JFR
$1.23B
$147K ﹤0.01%
18,614
+1,439
+8% +$11.7K
ENVX icon
1696
Enovix
ENVX
$866M
$146K ﹤0.01%
+13,456
New +$166K
DSL
1697
DoubleLine Income Solutions Fund
DSL
$1.23B
$144K ﹤0.01%
12,990
-4,058
-24% -$46.1K
RPHS
1698
DELISTED
Regents Park Hedged Market Strategy ETF
RPHS
$144K ﹤0.01%
+17,123
New +$147K
FMNB icon
1699
Farmers National Banc Corp
FMNB
$947M
$143K ﹤0.01%
10,161
– –
MAC icon
1700
Macerich
MAC
$7.52B
$143K ﹤0.01%
12,690
-8,788
-41% -$99.2K
66 67
68
69 70

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2022 Portfolio in Review

As of Q4 2022, AE Wealth Management held 1,952 positions worth $13.8B, up 9.7% from $12.6B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $498M of net new capital in Q4 2022, opening 213 new positions and adding to 855 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Dec ETF: 1,151,817 shares worth $28.1M.

By sector, the portfolio is most concentrated in Technology at 7.5% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $69.2M trimmed.

  • AE Wealth Management's largest Q4 2022 buy was AllianzIM U.S. Equity Buffer20 Dec ETF: 1,151,817 shares worth $28.1M.
  • AE Wealth Management added most to iShares Core MSCI International Developed Markets ETF in Q4 2022, an estimated $64.7M increase.
  • AE Wealth Management's biggest Q4 2022 reduction was Vanguard S&P 500 ETF, cutting an estimated $69.2M.
  • AE Wealth Management fully exited First Trust Dow Jones Select MicroCap Index Fund in Q4 2022, selling an estimated $9.05M.
  • AE Wealth Management's ten largest holdings make up 19% of its $13.8B portfolio in Q4 2022.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2022.
  • AE Wealth Management's portfolio value rose 9.7% quarter-over-quarter to $13.8B.

Based on AE Wealth Management's 13F filing for Q4 2022, filed 31 Jan 2023.