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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-4.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.6B
AUM Growth
+$112M
Cap. Flow
+$730M
Cap. Flow %
5.79%
Top 10 Hldgs %
20.11%
Holding
1,920
New
206
Increased
846
Reduced
653
Closed
180

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$498M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$48.1M
3
BILL icon
BILL Holdings
BILL
+$41.5M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$39.8M
5
JULW icon
AllianzIM U.S. Equity Buffer20 Jul ETF
JULW
+$30.8M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$69.1M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$52M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$31.7M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$30.5M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$30.2M

Sector Composition

Rank Sector Weight
1 Technology 7.71%
2 Financials 4.92%
3 Healthcare 3.63%
4 Consumer Discretionary 3.35%
5 Energy 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSM icon
1651
Fortuna Silver Mines
FSM
$2.55B
$119K ﹤0.01%
47,130
+5,000
+12% +$12.7K
EFT
1652
Eaton Vance Floating-Rate Income Trust
EFT
$284M
$118K ﹤0.01%
+10,395
New +$126K
CGC
1653
Canopy Growth
CGC
$377M
$104K ﹤0.01%
3,796
-199
-5% -$6.14K
PPT
1654
Franklin Premier Income Trust
PPT
$323M
$100K ﹤0.01%
28,034
+568
+2% +$2.17K
NUV icon
1655
Nuveen Municipal Value Fund
NUV
$1.91B
$97K ﹤0.01%
11,431
-332
-3% -$2.98K
FAX
1656
abrdn Asia-Pacific Income Fund
FAX
$595M
$95K ﹤0.01%
6,299
-4
-0.1% -$67
PMM
1657
Franklin Managed Municipal Income Trust
PMM
$271M
$94K ﹤0.01%
16,590
+3,160
+24% +$21.1K
FTF
1658
Franklin Limited Duration Income Trust
FTF
$233M
$93K ﹤0.01%
15,119
-1,000
-6% -$6.77K
CIM
1659
Chimera Investment
CIM
$1.06B
$91K ﹤0.01%
5,779
+328
+6% +$8.54K
AXTI icon
1660
AXT Inc
AXTI
$2.8B
$90K ﹤0.01%
13,415
+49
+0.4% +$385
VVR icon
1661
Invesco Senior Income Trust
VVR
$454M
$88K ﹤0.01%
23,737
+13,062
+122% +$50K
NCMI icon
1662
National CineMedia
NCMI
$371M
$87K ﹤0.01%
+13,385
New +$161K
AUY
1663
DELISTED
Yamana Gold, Inc.
AUY
$86K ﹤0.01%
18,890
-1,217
-6% -$5.64K
PFL
1664
PIMCO Income Strategy Fund
PFL
$383M
$85K ﹤0.01%
10,697
– –
ALPP
1665
DELISTED
Alpine 4 Holdings Inc
ALPP
$84K ﹤0.01%
18,878
-38
-0.2% -$222
JBLU icon
1666
JetBlue
JBLU
$2.23B
$83K ﹤0.01%
12,540
+451
+4% +$3.67K
AEG icon
1667
Aegon
AEG
$13.6B
$82K ﹤0.01%
20,675
-492
-2% -$2.14K
ERIC icon
1668
Ericsson
ERIC
$32.7B
$82K ﹤0.01%
14,221
-1,681
-11% -$12K
HYG icon
1669
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$81K ﹤0.01%
10,600
-246,400
-96% -$18.6M
SPOK icon
1670
Spok Holdings
SPOK
$227M
$79K ﹤0.01%
+10,280
New +$71.3K
TLRY icon
1671
Tilray
TLRY
$498M
$79K ﹤0.01%
2,884
-133
-4% -$4.67K
WTI icon
1672
W&T Offshore
WTI
$473M
$76K ﹤0.01%
13,041
+1,458
+13% +$7.97K
AMC icon
1673
AMC Entertainment Holdings
AMC
$2.38B
$75K ﹤0.01%
1,076
-131
-11% -$17.9K
GAB icon
1674
Gabelli Equity Trust
GAB
$1.76B
$73K ﹤0.01%
13,239
-1,530
-10% -$9.44K
KGC icon
1675
Kinross Gold
KGC
$28.1B
$71K ﹤0.01%
18,803
-397
-2% -$1.35K
65 66
67
68 69

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, AE Wealth Management held 1,920 positions worth $12.6B, up 0.89% from $12.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $730M of net new capital in Q3 2022, opening 206 new positions and adding to 846 existing holdings. Its largest new stake was PGIM Ultra Short Bond ETF: 979,813 shares worth $48.1M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, down from 7.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $69.1M trimmed.

  • AE Wealth Management's largest Q3 2022 buy was PGIM Ultra Short Bond ETF: 979,813 shares worth $48.1M.
  • AE Wealth Management added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2022, an estimated $498M increase.
  • AE Wealth Management's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $69.1M.
  • AE Wealth Management fully exited WisdomTree U.S. Corporate Bond Fund in Q3 2022, selling an estimated $28M.
  • AE Wealth Management's ten largest holdings make up 20% of its $12.6B portfolio in Q3 2022.
  • AE Wealth Management opened 206 new positions and closed 180 in Q3 2022.
  • AE Wealth Management's portfolio value rose 0.89% quarter-over-quarter to $12.6B.

Based on AE Wealth Management's 13F filing for Q3 2022, filed 25 Oct 2022.