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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HL icon
1651
Hecla Mining
HL
$9.76B
$70K ﹤0.01%
13,455
-81
-0.6% -$453
CRON
1652
Cronos Group
CRON
$1.06B
$66K ﹤0.01%
16,888
-419
-2% -$2.09K
ENZ
1653
DELISTED
Enzo Biochem, Inc.
ENZ
$64K ﹤0.01%
20,000
– –
SIEN
1654
DELISTED
Sientra, Inc.
SIEN
$61K ﹤0.01%
+1,658
New +$80.3K
BKKT.WS icon
1655
Bakkt Inc Warrants
BKKT.WS
$286K
$58K ﹤0.01%
+23,807
New +$143K
SRNE
1656
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$58K ﹤0.01%
12,556
-2,105
-14% -$13.1K
CLOV icon
1657
Clover Health Investments
CLOV
$2.28B
$54K ﹤0.01%
+14,548
New +$89.2K
EGIO
1658
DELISTED
Edgio, Inc. Common Stock
EGIO
$54K ﹤0.01%
391
– –
OXSQ icon
1659
Oxford Square Capital
OXSQ
$147M
$46K ﹤0.01%
11,245
+725
+7% +$3.02K
WKHS icon
1660
Workhorse Group
WKHS
$32.4M
$46K ﹤0.01%
4
– –
BKEP
1661
DELISTED
Blueknight Energy Partners L.P.
BKEP
$46K ﹤0.01%
+14,000
New +$46.1K
DHF
1662
BNY Mellon High Yield Strategies Fund
DHF
$171M
$45K ﹤0.01%
+14,666
New +$47.1K
CCO icon
1663
Clear Channel Outdoor Holdings
CCO
$1.23B
$44K ﹤0.01%
13,307
+307
+2% +$956
NAT icon
1664
Nordic American Tanker
NAT
$1.35B
$43K ﹤0.01%
25,156
+1,501
+6% +$3.23K
HIVE
1665
HIVE Digital Technologies
HIVE
$760M
$41K ﹤0.01%
3,130
+592
+23% +$10.2K
GGN
1666
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$756M
$40K ﹤0.01%
+10,576
New +$40.6K
AMRN
1667
Amarin Corp
AMRN
$293M
$39K ﹤0.01%
572
– –
IVR icon
1668
Invesco Mortgage Capital
IVR
$769M
$35K ﹤0.01%
1,265
+18
+1% +$558
DHY
1669
Credit Suisse High Yield Credit Fund
DHY
$239M
$31K ﹤0.01%
12,674
– –
NTRP icon
1670
NextTrip
NTRP
$24.3M
$28K ﹤0.01%
750
– –
GROM
1671
DELISTED
Grom Social Enterprises Inc. Common Stock
GROM
$24K ﹤0.01%
22
-226
-91% -$416K
AKBA icon
1672
Akebia Therapeutics
AKBA
$341M
$23K ﹤0.01%
10,300
– –
TTOO
1673
DELISTED
T2 Biosystems, Inc
TTOO
$18K ﹤0.01%
7
+2
+40% +$6.96K
BOXL icon
1674
Boxlight
BOXL
$1.95M
$17K ﹤0.01%
8
+1
+14% +$2.63K
URG
1675
Ur-Energy
URG
$481M
$16K ﹤0.01%
12,800
+300
+2% +$492
65 66
67
68 69

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.