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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWJ icon
1651
iShares MSCI Japan ETF
EWJ
$21.7B
– –
-28,913
Closed -$1.95M
EWY icon
1652
iShares MSCI South Korea ETF
EWY
$22.5B
– –
-6,305
Closed -$587K
FFIN icon
1653
First Financial Bankshares
FFIN
$4.94B
– –
-4,073
Closed -$200K
FIVN icon
1654
FIVE9
FIVN
$1.96B
– –
-4,243
Closed -$778K
FL
1655
DELISTED
Foot Locker
FL
– –
-11,757
Closed -$725K
FLEX icon
1656
Flex
FLEX
$42.5B
– –
-47,696
Closed -$642K
FND icon
1657
Floor & Decor
FND
$5.99B
– –
-7,588
Closed -$802K
FTXO icon
1658
First Trust Nasdaq Bank ETF
FTXO
$305M
– –
-22,914
Closed -$711K
GRWG icon
1659
GrowGeneration
GRWG
$88.9M
– –
-8,047
Closed -$387K
HAIL icon
1660
State Street SPDR S&P Kensho Smart Mobility ETF
HAIL
$18.8M
– –
-10,173
Closed -$632K
HOG icon
1661
Harley-Davidson
HOG
$2.61B
– –
-6,052
Closed -$277K
HOMZ icon
1662
Hoya Capital Housing ETF
HOMZ
$36M
– –
-7,741
Closed -$311K
HUM icon
1663
PUT
Humana
HUM
$45.8B
– –
-1,111
Closed -$14K
ICHR icon
1664
Ichor Holdings
ICHR
$2.73B
– –
-10,109
Closed -$544K
INKM icon
1665
State Street Income Allocation ETF
INKM
$72M
– –
-109,669
Closed -$3.91M
IOO icon
1666
iShares Global 100 ETF
IOO
$8.68B
– –
-31,338
Closed -$2.23M
IXC icon
1667
iShares Global Energy ETF
IXC
$2.71B
– –
-179,459
Closed -$4.77M
JNPR
1668
DELISTED
Juniper Networks
JNPR
– –
-21,813
Closed -$597K
JNUG icon
1669
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$378M
– –
-5,754
Closed -$469K
JPI
1670
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-8,025
Closed -$205K
JYNT icon
1671
The Joint Corp
JYNT
$122M
– –
-2,678
Closed -$225K
KNOP icon
1672
KNOT Offshore Partners
KNOP
$353M
– –
-13,484
Closed -$269K
KXI icon
1673
iShares Global Consumer Staples ETF
KXI
$1.06B
– –
-7,733
Closed -$473K
LESL icon
1674
Leslie's
LESL
$10.8M
– –
-1,016
Closed -$559K
LFVN icon
1675
LifeVantage
LFVN
$80.4M
– –
-10,116
Closed -$74K
65 66
67
68 69

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.