We are live on
!
Find out more
AWM
AE Wealth Management Portfolio holdings
AUM
$18.5B
1-Year Est. Return
19.51%
This Fund
S&P 500
This Quarter
Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
(+17%)
Cap. Flow
+$1.06B
Cap. Flow
% of AUM
5.39%
Top 10 Holdings %
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
|
+$153M |
| 2 |
PIMCO Ultra Short Government Active ETF
BILZ
|
+$128M |
| 3 |
Janus Henderson Short Duration Income ETF
VNLA
|
+$66.8M |
| 4 |
FT Vest Fund of Deep Buffer ETFs
BUFD
|
+$48.7M |
| 5 |
Apple
AAPL
|
+$48.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$110M |
| 2 |
Hartford Total Return Bond ETF
HTRB
|
+$80.3M |
| 3 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$60.6M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$39.6M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.46% |
| 2 | Financials | 5.12% |
| 3 | Consumer Discretionary | 3.8% |
| 4 | Healthcare | 3.68% |
| 5 | Communication Services | 2.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1626
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.89B
| $352K | ﹤0.01% |
3,534
-540
| -13% | -$53.6K |
|
1627
ING
ING
$95.1B
| $351K | ﹤0.01% |
24,577
-1,310
| -5% | -$18K |
|
1628
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
| $351K | ﹤0.01% |
8,327
-887
| -10% | -$35K |
|
1629
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
| $351K | ﹤0.01% |
+17,496
| New | +$350K |
|
1630
Liberty All-Star Equity Fund
USA
$1.79B
| $349K | ﹤0.01% |
53,749
-4,530
| -8% | -$27.5K |
|
1631
Equinix
EQIX
$102B
| $348K | ﹤0.01% |
429
-20
| -4% | -$15.4K |
|
|
MPT
1632
Medical Properties Trust
MPT
$2.89B
| $347K | ﹤0.01% |
106,071
-223,232
| -68% | -$1.09M |
|
1633
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
| $347K | ﹤0.01% |
14,867
+2,869
| +24% | +$64.2K |
|
1634
Saia
SAIA
$10.9B
| $346K | ﹤0.01% |
+769
| New | +$311K |
|
1635
Universal Health Services
UHS
$10.1B
| $346K | ﹤0.01% |
+2,195
| New | +$295K |
|
1636
Oshkosh
OSK
$9.51B
| $346K | ﹤0.01% |
3,130
-3,439
| -52% | -$333K |
|
1637
Assurant
AIZ
$14B
| $345K | ﹤0.01% |
+2,024
| New | +$322K |
|
1638
Invesco DB Agriculture Fund
DBA
$1.24B
| $345K | ﹤0.01% |
+16,100
| New | +$350K |
|
1639
Shenandoah Telecom
SHEN
$655M
| $344K | ﹤0.01% |
+16,485
| New | +$369K |
|
1640
Quaker Houghton
KWR
$2.67B
| $343K | ﹤0.01% |
1,769
+497
| +39% | +$85.6K |
|
1641
Nice
NICE
$5.94B
| $343K | ﹤0.01% |
1,601
-778
| -33% | -$140K |
|
1642
Plains All American Pipeline
PAA
$17.2B
| $342K | ﹤0.01% |
20,988
-6,253
| -23% | -$95.5K |
|
1643
Cirrus Logic
CRUS
$6.87B
| $342K | ﹤0.01% |
4,273
+378
| +10% | +$28.3K |
|
1644
Pinnacle West Capital
PNW
$12.8B
| $342K | ﹤0.01% |
4,789
+12
| +0.3% | +$882 |
|
|
CSW
1645
CSW Industrials
CSW
$4.87B
| $342K | ﹤0.01% |
1,669
+196
| +13% | +$35.6K |
|
1646
Toews Agility Shares Managed Risk ETF
MRSK
$312M
| $340K | ﹤0.01% |
11,598
-7,780
| -40% | -$218K |
|
1647
Western Digital
WDC
$160B
| $338K | ﹤0.01% |
7,675
-8
| -0.1% | -$280 |
|
1648
DNP Select Income Fund
DNP
$4.14B
| $337K | ﹤0.01% |
38,179
-3,036
| -7% | -$27.4K |
|
1649
StoneX
SNEX
$8.99B
| $337K | ﹤0.01% |
16,889
+41
| +0.2% | +$779 |
|
1650
Sprott Uranium Miners ETF
URNM
$1.75B
| $337K | ﹤0.01% |
+6,368
| New | +$297K |
|
Similar funds
SA
NC
BBHC
TAF
JAM
CWP
HNB
NAM
AE Wealth Management's Q4 2023 Portfolio in Review
As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.
- AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
- AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
- AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
- AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
- AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
- AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
- AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.
Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.