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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.5B
AUM Growth
+$1.71B
Cap. Flow
+$1.08B
Cap. Flow %
6.97%
Top 10 Hldgs %
18.75%
Holding
2,042
New
231
Increased
922
Reduced
677
Closed
176

Top Buys

Rank Stock Value
1
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$151M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$141M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$87.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.4M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$45.7M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$107M
2
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$92.3M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$58.5M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$31.9M
5
MOHR
Mohr Growth ETF
MOHR
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 8.52%
2 Financials 4.7%
3 Healthcare 3.73%
4 Consumer Discretionary 3.41%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXEL icon
1626
Exelixis
EXEL
$13.9B
$254K ﹤0.01%
13,087
-23
-0.2% -$401
XHR
1627
Xenia Hotels & Resorts
XHR
$2.01B
$253K ﹤0.01%
19,287
-1,264
-6% -$17.5K
XME icon
1628
State Street SPDR S&P Metals & Mining ETF
XME
$3.75B
$252K ﹤0.01%
+4,742
New +$258K
XSLV icon
1629
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$252K ﹤0.01%
5,948
-10
-0.2% -$453
XPO icon
1630
XPO
XPO
$23.4B
$251K ﹤0.01%
+7,858
New +$283K
ZG icon
1631
Zillow
ZG
$7.85B
$250K ﹤0.01%
+5,729
New +$238K
GDV icon
1632
Gabelli Dividend & Income Trust
GDV
$2.59B
$250K ﹤0.01%
12,018
+521
+5% +$11K
CPRI icon
1633
Capri Holdings
CPRI
$1.82B
$249K ﹤0.01%
+5,304
New +$285K
WPRT
1634
Westport Fuel Systems
WPRT
$31.9M
$249K ﹤0.01%
26,140
+4,980
+24% +$51K
NOK icon
1635
Nokia
NOK
$46.9B
$249K ﹤0.01%
50,611
-1,453
-3% -$6.85K
ENVX icon
1636
Enovix
ENVX
$803M
$248K ﹤0.01%
19,001
+5,545
+41% +$45.5K
EVV
1637
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
$247K ﹤0.01%
25,096
-68
-0.3% -$683
DJP icon
1638
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$801M
$247K ﹤0.01%
7,816
-2,334
-23% -$74.8K
HII icon
1639
Huntington Ingalls Industries
HII
$11B
$247K ﹤0.01%
1,192
+62
+5% +$13.4K
DINO icon
1640
HF Sinclair
DINO
$16.2B
$246K ﹤0.01%
5,088
+113
+2% +$5.87K
ENTG icon
1641
Entegris
ENTG
$16.3B
$246K ﹤0.01%
+2,998
New +$243K
SU icon
1642
Suncor Energy
SU
$77.7B
$245K ﹤0.01%
7,893
-1,128
-13% -$36.7K
PII icon
1643
Polaris
PII
$3.83B
$245K ﹤0.01%
+2,211
New +$245K
CG icon
1644
Carlyle Group
CG
$16.1B
$243K ﹤0.01%
7,837
+64
+0.8% +$2.13K
CNO icon
1645
CNO Financial Group
CNO
$4.94B
$243K ﹤0.01%
10,942
-27,752
-72% -$663K
AA icon
1646
Alcoa
AA
$11.3B
$241K ﹤0.01%
5,672
+533
+10% +$25.7K
QQH icon
1647
HCM Defender 100 Index ETF
QQH
$683M
$241K ﹤0.01%
6,131
-2,078
-25% -$76.6K
UHS icon
1648
Universal Health Services
UHS
$10.2B
$241K ﹤0.01%
+1,893
New +$261K
TMHC
1649
DELISTED
Taylor Morrison
TMHC
$240K ﹤0.01%
+6,277
New +$221K
OMF icon
1650
OneMain Financial
OMF
$7.27B
$240K ﹤0.01%
6,475
-588
-8% -$23.6K
64 65
66
67 68

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, AE Wealth Management held 2,042 positions worth $15.5B, up 12% from $13.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $1.08B of net new capital in Q1 2023, opening 231 new positions and adding to 922 existing holdings. Its largest new stake was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $107M trimmed.

  • AE Wealth Management's largest Q1 2023 buy was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.
  • AE Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q1 2023, an estimated $141M increase.
  • AE Wealth Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $107M.
  • AE Wealth Management fully exited First Trust NASDAQ ABA Community Bank Index Fund in Q1 2023, selling an estimated $10.2M.
  • AE Wealth Management's ten largest holdings make up 19% of its $15.5B portfolio in Q1 2023.
  • AE Wealth Management opened 231 new positions and closed 176 in Q1 2023.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $15.5B.

Based on AE Wealth Management's 13F filing for Q1 2023, filed 14 Apr 2023.